EFTA Document EFTA01357302

From: DhrtneYw on behalf of PWM A0G Sent: 11/1/2013 10:42:45 AM To: Amanda Ki CC: PWM Subject: DB Force Case arren K. Indyke PLLC II) Attachments: pic25589.gif; pic04020.gif Classification: For internal use only Hi Amanda, while reviewing the account opening docs, we came across the below issues: 1. On Account Opening Application, both DB Private wealth Online Plus and Link to Existing online Relationship have been selected. Please select the correct one only. (Embedded image moved to file: pic25589.gif) 2. This entity is Limited Liability corporation, however on w-9, Federal Tax classification is selected as other: Atty rust Account. Please correct the same to LLC along with the Tax Classification (S,C or P) (Embedded image moved to file: pic04020.gif) 3. KVC is in pending status. Please let us know, once it is approved. Thanks, Dhruv Vadav PWM AOG DBOI Global Services Private Limited Email Pwm.A004Idb.com CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043755 CONFIDENTIAL SDNY_GM_00189939 EFTA01357302