EFTA Document EFTA01357401

Your KYC has been rejected. Case A': Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Esimilley Customer Number: Reason for Rejection:1. Hyperion Air LLC i. Pease complete section 3D ii. H. Beller not listed as a party to the checking account iii. J. Epstein not listed as a signer on the money market account 2. Plan D LLC i. Pease complete section 3D ii. due diligence searches were not located iii. J. Epstein not listed as a signer on the checking account iv. J. Epstein not listed as a signer on the money market account 3. Hyperion Air Inc i. Pease complete section 3D ii. Please rerun searches (country was incorrectly stated--should be USA) iii. H. Beller not listed as a party to the money market account iv. J. Epstein not listed as a signer on the checking account 4. JEGE Inc i. Pease complete section 3D ii. Please correct date of incorporation iii. J. Epstein not listed as a signer on the money market account iv. J. Epstein not listed as a signer on the checking account S. JEGE LLC i. Pease complete section 3D ii. J. Epstein not listed as a signer on the money market account 6. Please include Mr. Espstein's source of wealth in KYC 7. For Mr. Beller, the following were not noted: i. current employer ii. address of employer iii. due diligence searches To view the KYC click here https://na4.salesforce.com/5006000000Tlom4 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043931 CONFIDENTIAL SDNY_GM_00190115 EFTA01357401