EFTA Document EFTA01357566

From: Jay Lipman Sent: 9/9/2013 4:03:46 PM To: Amanda Kirby CC: Tazia Smith ; Vahe Stepanian Subject: Re: ACATS for Southern Financial/Trust (I] Attachments: AWM Acct. Agreement.pdf; Corporate Account Authorization.pdf; New Corporate Info Sheet 6.2012.pdf; pic19640.gif; pic21742.gif; pic18060.gif; pic07900.gif Classification: For internal use only Hi Amanda, As we discussed earlier, the ACAT' s will be more complicated than usual due to the exotic nature of some of the assets in the accounts. As for Peepers, please find attached below the necessary brokerage documents for a corporate account. Please find completion Instructions: Account Agreement - Please complete highlighted areas on pgs. 1, 6, 7, 14, and 15 corp Acct. Authorization - Please complete highlighted area and sign/date bottom of pages 1 + 2 (see attached file: AWM Acct. Agreement . pdf) (see attached file: corporate Account Authori zati on . pdf) (See attached file: New corporate Info Sheet 6.2012.pdf) Kind Regards Jay Lipman (Embedded image moved to file: pi c19640.gi f) Jay Lipman Analyst I markets Coverage Group Deutsche Bank Securities Inc Deutsche Asset & Wealth management 345 Park Avenue - 26th Floor New York, NY 10154 (Embedded image moved to file: pi c21742 .gi f) From: To: Cc: Date: 09/09/2013 10:59 AM Subject: ACATS for Southern Financial/Trust [I] Classification: For internal use only Hi Jay, wanted to touch base in regards to the ACATS for Southern Trust and Southern CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0044189 CONFIDENTIAL SDNY_GM_00190373 EFTA01357566