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sd-10-EFTA01357578Dept. of JusticeOther

EFTA Document EFTA01357578

BY SIGNING BELOW, CLIENT ACKNOWLEDGES THAT CLIENT HAS RECEIVED, READ AND AGREES TO THE TERMS OF THIS MARGIN AGREEMENT, INCLUDING THE MARGIN DISCLOSURE. This Agreement is subject to the Pre-Dispute Arbitration Clause in Section III, page 5, of the Account Agreement. Account Number Individual or joint account (IF THIS IS A JOINT ACCOUNT. ALL ACCOUNT OWNERS MUST SIGN): Signature Date Print Name _ SSWEIN Signature Date Print Name SSN/EIN Signature Date Print Name SSN/EIN Co

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Dept. of Justice
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sd-10-EFTA01357578
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Summary

BY SIGNING BELOW, CLIENT ACKNOWLEDGES THAT CLIENT HAS RECEIVED, READ AND AGREES TO THE TERMS OF THIS MARGIN AGREEMENT, INCLUDING THE MARGIN DISCLOSURE. This Agreement is subject to the Pre-Dispute Arbitration Clause in Section III, page 5, of the Account Agreement. Account Number Individual or joint account (IF THIS IS A JOINT ACCOUNT. ALL ACCOUNT OWNERS MUST SIGN): Signature Date Print Name _ SSWEIN Signature Date Print Name SSN/EIN Signature Date Print Name SSN/EIN Co

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
BY SIGNING BELOW, CLIENT ACKNOWLEDGES THAT CLIENT HAS RECEIVED, READ AND AGREES TO THE TERMS OF THIS MARGIN AGREEMENT, INCLUDING THE MARGIN DISCLOSURE. This Agreement is subject to the Pre-Dispute Arbitration Clause in Section III, page 5, of the Account Agreement. Account Number Individual or joint account (IF THIS IS A JOINT ACCOUNT. ALL ACCOUNT OWNERS MUST SIGN): Signature Date Print Name _ SSWEIN Signature Date Print Name SSN/EIN Signature Date Print Name SSN/EIN Corporation, partnership, trust or other entity: CONFIRMATION OF AUTHORITY TO BORROW: If this is an agreement for a trust, other fiduciary account or other non-natural person's) account, the authorized person hereby certifies and represents that the use of a margin account and specifically the borrowing, lending and pledging of Securities and Other Property as described herein and in the Margin Section is in accordance with and authorized by the provisions of the trust or other instrument and Applicable Law governing the trust or other entity. Signature of Officer, Partner, Trustee, Authorized Party Date Print Name/Title Signature of Officer, Partner, Trustee, Authorized Party Date Print Name/Title FOR OFFICE USE ONLY Branch Manager approval for margin accounts: Signature Date 14 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL 13-AVVM-0198 012145532813 DB-SDNY-0044204 SDNY_GM_00 190388 EFTA01357578

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