EFTA Document EFTA01357631

From: Sent: To: Subject: Attachments Janice Franklin 10/10/2013 3:11:21 PM Amanda Kirby KYC 1133624: Your KYC has been rejected [II pic24008.gif; pic06062.gif; pic09629.gif; pic28761.gif; pic31809.gif; pic30501.gif; pic16852.gif; pic10786.gif Classification: For internal use only Armanda: The due diligence searches for Plan D LLC were performed with the US as the country of incorporation. It should be USVI. Please rerun. Regards, Janice P. Franklin (Embedded image moved to file: pic24008.gif) Janice Franklin, CAMS, CFSA, CFIRS vice President I AML Compliance Officer Deutsche Sank Trust Company Americas Compliance 60 Wall Street, 10005-2836 New York, NY, USA (Embedded image moved to file: pic06062.gif) From: TO: Date: 110/09/2013 10:43 AM Subject: I IRe: Your KYC has been rejected (I] CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0044289 CONFIDENTIAL SDNY_GM_00190473 EFTA01357631