EFTA Document EFTA01357667

Hi, The below RDC alerts do pertain to our client. Richard D Kahn is the person in question. However, he will not be a client of the bank. We are opening an account for a trust, for which he is a trustee. It does not seem that he would pose any risk (reputational or otherwise) to the bank. Please approve Richard D Kahn rdc alert.pdf Richard D Kahn rdc alert_1.pdf PWM BIS-Research Classification: For internal use only Hello, Atta... 09/03/2013 04:32:05 PM From: To: Cc: PWMUS AMLKYC/db/dbcom@DBArnericas Date: 09/03/2013 04:32 PM Subject Richard D Kahn rdc alert (II Classification: For intemat use only Hello, Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. [attachment "Richard D Kahn rdc alert.pdf" deleted by Amanda Kirbyidb/dbcom] [attachment "Richard D Kahn rdc alert_1.pdf" deleted by Amanda Kirbyklb/dbcom] Regards Urvashi CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0044341 CONFIDENTIAL SDNY_GM_00190525 EFTA01357667