EFTA Document EFTA01358089

From: Ahsan Manzoor on behalf of PWM 81$-Research Sent: 11/19/2014 9:37:58 AM To: CC: PWMUSAMLKYCI Subject: PCR ALERT- Attachments: Alert 1.pdf; Alert 2.pdf; Alert.pdf Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. slim file: Alert file: Alert 2.p see attache file: Alert., Thanks Ahsan CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0045464 CONFIDENTIAL SDNY_GM_00 191648 EFTA01358089