EFTA Document EFTA01358421

To: lain Macara a; Rita Shteynber ; Jitan Patel Mathew Negu ; GM ACO Cc: Nina Tona ; Alastair Mackinlay Ma; Martin Zeman Davide-A Sferrazza al» Subject: RE: SF [I] GM ACO, can you pls let us know what the issue is? We have a client trying to execute a transaction. Thanks From: lain Macara Sent: Thursday, March 01, 2018 11:48 AM To: Xavier Avila <IIIIMONWIL Rita Shteynber < ; Jitan Patel Mathew Negus GM ACO Cc: Nina Tona Alastair Mackinlay <j ~1; Martin Zeman Davide-A Sferrazza Subject: RE: SF [I] Gm ACO — can you liaise with central merc and establish the CIB colour on the rhp below? thx From: Xavier Avila Sent: 01 March 2018 16:08 To: lain Macara Rita Shteynberg Jitan Patel a; Mathew Negus Cc: Nina Tona a Alastair Mackinlay Martin Zeman ; Davide-A Sferrazza < Subject: SF Ian, thanks for the call. So Rita who is the Case Manager seems to suggest that she sees Southern Financial Red and therefore we cannot extend it to Credit Derivatives, while we think we should see this Green from a KCP perspective. Bu you explain to me that the Red might be only when it comes to your ICG world. Can you pls clarify if this client is Red for everyone including KCP and if so how do we turn it Green, as discussed this is an example of a KCP Americas account that is ACOed by us, in this case myself. Thanks Xavi From: Nina Tona Sent: Thursday, March 01, 2018 11:00 AM To: Xavier Avila Subject: SF CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046103 CONFIDENTIAL SDNY_GM_00192287 EFTA01358421