EFTA Document EFTA01358469

From: Davide-A Sferrazza Sent: 3/13/2018 6:36:44 PM To: Nina Tona Xavier Avila CC: Joshua Shoshan Alastair Mackinlay in Zeman Billy Obregon Ian Salters ; Tazia Smith Subject: RE: GM KCP Bible - Action Plan - Update I KYC Priority list Ill Classification: For internal use only Billy/Martin, I spoke with Josh to fill in the KYC Target Due Date and Live Trades columns for Somerston. We will also need to fill that info in for the following: Colina Insurance Limited Rodrigo G Armory Fund LDC Billy O Monex Inversiones SA Billy O Amzak Capital Management LLC MSD Capital L.P. Centaurus Capital LP Martin Z Martin Z Martin Z Happy to discuss tomorrow so Nina can submit this list. Thank you, Davide From: Nina Tona Sent: Tuesday, March 13, 2018 2:44 PM To: Xavier Avila Cc: Joshua Shoshan Martin Zeman Salters azia Smith Subject: RE: GM KCP Bible - Action Plan - Update I KYC Priority List [I] avide-A Sferrazza Classification. For Internal use only Billy Obregon Alastair Mackinlay Ian Trot- rir KYC Responsible Responsible Priority Team WM Client/ New KYC Review dbcar ID - For - For Case Target Live Rank Account Name KYC Date Manager Due Trades Info/Docs Contact/CM Date 3/: ne KCP O3 Capital Yes prx LATAM Global Fund Rita 2 it 1 N/A Xavi A Nina T Shteynberg ASAP Yes pe Southern Zack 3/: KCP US No 2 Financial LLC Martin Z Nina T Bunimovich ASAP Yes car CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0046265 SDNY_GM_00192449 EFTA01358469