Text extracted via OCR from the original document. May contain errors from the scanning process.
From:
Sent:
To:
CC:
Subject:
Bradley Gitlin
8/23/2018
Terri Sohra
Richard larossi
RE: KYC Remediation update (I)
Classification: For internal use only
Updates in red below.
Khullar Relationship
AMAAN HOLDINGS LLC — Due Date 06/29/2018 — Pending SoS for SAMRA Holdings Ltd (refer attached 1st email)
HATTAN HOLDINGS LLC — DueDate 06/29/2018 - Pending SoS for SAMRA Holdings Ltd (refer attached 1st email)
MARSA HOLDINGS LLC - DueDate 06/29/2018 - Pending SoS for SAMRA Holdings Ltd (refer attached 1st email)
o
Response from client, Deepak Khullar. on 8/9/18 — `SoS for Samra- letter of good standing will have to be sourced from the
registrars - CITCO and could take a week to ten days'
Jefferies Relationship:
JCP IV QP, I.LC — DueDate 06/30/2018 —
o
All outstanding KYC Does received yesterday. pending review.
Cerberus Relationship:
•
Ceiberus Executive, LLC — DueDate 07/31/2018 — Awaiting does as per attached 3rd email. I am aware that you have
followed tip with client on this. so thanks for that.
o
Working with Caberus' Council. FinCEN Form, Certificate of Good Standings (within 6 months), and constitutional does
from 6 entities were requested.
Sillerman Relationship:
Aircraft Acquisition Corporation — DueDate 08/03/2018 - Awaiting does as per 4th email attached.
Sillennan Investment Company In. LLC - DueDate 08/03/2018 - Awaiting does as per 4th emit attached.
Tomorrow Foundation - DueDate 08/03/2018 - Pending CDD form as per attached 5th email attached.
Eldeiberry X, LLC — DueDate 08/03/2018 — Pending CDD form as per attached 5th email attached.
•
Sillennan Investment Corporation — DueDate 08/03/2018 — Awaiting dots as per 4th email attached.
o
Requested FinCEN forms from Salem= - should receive tomorrow/early next week.
Southern FinanciaUEnstein Relationship:
Epstein. Jell es E. - DueDate 08/08/2018 - Awaiting does as per attached 5th email attached.
Southern Financial LLC - DueDate 08/08/2018 — Awaiting does as per attached 8th email attached.
Southern Trust Company. Inc. - DueDate 08/08/2018 - Awaiting does as per attached 5th email attached.
I. Epstein Virgin Islands Foundation. Inc - DueDate ostotinol8 - Does & confirmation required as per attached 10th email
GoldenTrec Asset Management UK LLP- DueDate 08/09/2018 - Does & continuation required as per attached llth email
Gratitude America Ltd - DueDate 08/16/2018— Awaiting dots as per attached 6th email attached.
Neptune. LLC — DueDate 08//62018 — Does required as per attached 2nd email
NES, LLC — DueDate 08/16/2018 — Does & confirmation required as per attached 9th email.
LSIE. LLC — DueDate 08/18/2018 — Awaiting dots as per attached 8th email attached.
Hyperion Air. LLC — DueDate 08/18/2018 — Does & confinnation required as per attached 10th email
JEGE, Inc — DueDate 08/18/2018 — Awaiting confirmation & does as per attached 7th email
WOE. LLC — DueDate 08/18/2018 — Awaiting confirmation & dots as per attached 7th email
Plan D. LLC DueDate 08/18/2018 — Does & confirmation required as per attached 9th email.
Jeepers, Inc - DueDate 08/18/2018 — Awaiting confirmation & does as per attached 7th email
Mon, Inc - DueDate 08/18/2018 — Awaiting does as per attached 6th email attached.
•
C - DueDate 08/18/2018 - Awaiting dots as per attached 5th email attached.
o
Date 07/27/2018 - Does required as per attached 2nd email
nding (within 6 months) requested for all above referenced entities.
Regards.
Brad
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0046459
CONFIDENTIAL
SDNY GM_00192643
EFTA01358544