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sd-10-EFTA01358614Dept. of JusticeOther

EFTA Document EFTA01358614

(d) The location of the custodian's office responsible for custody of the private funds assets (city, state and country): City: State: Country: NEW YORK New York United States Yes No (e) Is the custodian a related person of your firm? (f) If the custodian is a broker-dealer, provide its SEC registration number (if any) 8 - 43724 CRD Number (if any): 28432 If the answer to 25(a) is "yes," respond to questions (b) through (f) below for each custodian the private fund uses. If the priv

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Dept. of Justice
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sd-10-EFTA01358614
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(d) The location of the custodian's office responsible for custody of the private funds assets (city, state and country): City: State: Country: NEW YORK New York United States Yes No (e) Is the custodian a related person of your firm? (f) If the custodian is a broker-dealer, provide its SEC registration number (if any) 8 - 43724 CRD Number (if any): 28432 If the answer to 25(a) is "yes," respond to questions (b) through (f) below for each custodian the private fund uses. If the priv

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
(d) The location of the custodian's office responsible for custody of the private funds assets (city, state and country): City: State: Country: NEW YORK New York United States Yes No (e) Is the custodian a related person of your firm? (f) If the custodian is a broker-dealer, provide its SEC registration number (if any) 8 - 43724 CRD Number (if any): 28432 If the answer to 25(a) is "yes," respond to questions (b) through (f) below for each custodian the private fund uses. If the private fund uses more than one custodian, you must complete questions (b) through (f) separately for each custodian. (b) Legal name of custodian: )PMORGAN CHASE BANK, N.A (c) Primary business name of custodian: )PMORGAN CHASE BANK, N.A (d) The location of the custodian's office responsible for custody of the private funds assets (city, state and country): City: State: Country: NEW YORK New York United States (e) Is the custodian a related person of your firm? (f) If the custodian is a broker-dealer, provide its SEC registration number (if any) CRD Number (if any): Administrator 26. (a) Does the private fund use an administrator other than your firm? Yes No r Yes No If the answer to 26(a) is "yes," respond to questions (b) through (f) below. If the private fund uses more than one administrator, you must complete questions (b) through (f) separately for each administrator. Additional Administrator Information : 1 Record(*) Flied. If the answer to 26(a) is "yes," respond to questions (b) through (f) below. If the private fund uses more than one administrator, you must complete questions (b) through (f) separately for each administrator. (b) Name of the administrator: STATE STREET ALTERNATIVE INVESTMENT SOLUTIONS OF INTERNATIONAL FUND SERVICES (IRELAND) LIMITED (c) Location of administrator (city, state and country): City: State: Country: DUBLIN Ireland (d) Is the administrator a related person of your firm? (e) Does the administrator prepare and send investor account statements to the private funds investors? (2. Yes (provided to all investors) r Some (provided to some but not all investors) r No (provided to no investors) Yes No C r; (f) If the answer to 26(e) is "no" or "some," who sends the investor account statements to the (rest of the) private funds investors? If investor account statements are not sent to the (rest of the) private funds investors, respond "not applicable." CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046553 CONFIDENTIAL SDNY_GM_00192737 EFTA01358614

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