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28. (a) Does the private fund use the services of someone other than you or your employees for marketing purposes?
a
(7,
You must answer "yes" whether the person acts as a placement agent, consultant, finder, introducer, municipal advisor or other solicitor, or
similar person. If the answer to 28(a) is "yes", respond to questions (b) through (g) below for each such marketer the private fund uses. If the
private fund uses more than one marketer you must complete questions (b) through (g) separately for each marketer.
Additional Marketer Information : 1 Record(s) Filed.
You must answer "yes" whether the person acts as a placement agent, consultant, finder, introducer, municipal advisor or other solicitor,
or similar person. If the answer to 28(a) is "yes", respond to questions (b) through (g) below for each such marketer the private fund
uses. If the private fund uses more than one marketer you must complete questions (b) through (g) separately for each marketer.
(b) Is the marketer a related person of your firm?
(c) Name of the marketer:
(d) If the marketer is registered with the SEC, its file number (e.g., 801-, 8-, or 866-):
and CRD Number (if any):
(e) Location of the marketer's office used principally by the private fund (city, state and country):
City:
State:
Country:
ZURICH
Switzerland
(f) Does the marketer market the private fund through one or more websites?
(g) If the answer to 28(f) is "yes", list the website address(es):
No Information Filed
A. PRIVATE FUND
Information About the Private Fund
1.
(a) Name of the private fund:
(b) Private fund identification number:
(include the "805-" prefix also)
2.
Under the laws of what state or country is the private fund organized:
State:
Country:
Delaware
United States
3.
Name(s) of General Partner, Manager, Trustee, or Directors (or persons serving in a similar capacity):
Yes No
r
Yes No
r
Name of General Partner, Manager, Trustee, or Director
4.
The private fund (check all that apply; you must check at least one):
r
(1) qualifies for the exclusion from the definition of investment company under section 3(c)(1) of the Investment Company Act of 1940
(2) qualifies for the exclusion from the definition of investment company under section 3(c)(7) of the Investment Company Act of 1940
5.
List the name and country, in English, of each foreign financial regulator), authority with which the private fund is registered.
No Information Filed
6.
(a) Is this a "master fund" in a master-feeder arrangement?
(b) If yes, what is the name and private fund identification number (if any) of the feeder funds investing in this private fund?
Yes No
r
r.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0046561
SDNY_GM_00192745
EFTA01358622