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sd-10-EFTA01358636Dept. of JusticeOther

EFTA Document EFTA01358636

You must answer "yes" whether the person acts as a placement agent, consultant, finder, introducer, municipal advisor or other solicitor, or similar person. If the answer to 28(a) is "yes", respond to questions (b) through (g) below for each such marketer the private fund uses. If the private fund uses more than one marketer you must complete questions (b) through (9) separately for each marketer. Yes No (b) Is the marketer a related person of your firm? (c) Name of the marketer: RT FINANC

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01358636
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1
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0
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Summary

You must answer "yes" whether the person acts as a placement agent, consultant, finder, introducer, municipal advisor or other solicitor, or similar person. If the answer to 28(a) is "yes", respond to questions (b) through (g) below for each such marketer the private fund uses. If the private fund uses more than one marketer you must complete questions (b) through (9) separately for each marketer. Yes No (b) Is the marketer a related person of your firm? (c) Name of the marketer: RT FINANC

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
You must answer "yes" whether the person acts as a placement agent, consultant, finder, introducer, municipal advisor or other solicitor, or similar person. If the answer to 28(a) is "yes", respond to questions (b) through (g) below for each such marketer the private fund uses. If the private fund uses more than one marketer you must complete questions (b) through (9) separately for each marketer. Yes No (b) Is the marketer a related person of your firm? (c) Name of the marketer: RT FINANCIAL SERVICES AG (d) If the marketer is registered with the SEC, its file number (e.g., 801-, 8-, or 866-): and CRD Number (if any): (e) Location of the marketer's office used principally by the private fund (city, state and country): City: State: Country: ZURICH Switzerland Yes No (f) Does the marketer market the private fund through one or more websites? (g) If the answer to 28(f) is "yes", list the website address(es): No Information Filed r A. PRIVATE FUND Information About the Private Fund 1. (a) Name of the private fund: GOLDENTREE DISTRESSED FUND 2014 LP (b) Private fund identification number: (include the "805-" prefix also) 2. Under the laws of what state or country is the private fund organized: State: Country: Delaware United States 3. Name(s) of General Partner, Manager, Trustee, or Directors (or persons serving in a similar capacity): LName of General Partner, Manager, Trustee, or Director LGOLDENTREE DISTRESSED FUND 2014 GP LLC 4. The private fund (check all that apply; you must check at least one):  (1) qualifies for the exclusion from the definition of investment company under section 3(c)(1) of the Investment Company Act of 1940 Fro (2) qualifies for the exclusion from the definition of investment company under section 3(c)(7) of the Investment Company Act of 1940 5. List the name and country, in English, of each foreign financial regulatory authority with which the private fund is registered. No Information Filed 6. (a) Is this a "master fund" in a master-feeder arrangement? (b) If yes, what is the name and private fund identification number (if any) of the feeder funds investing in this private fund? No Information Filed (c) Is this a "feeder fund" in a master-feeder arrangement? (d) If yes, what is the name and private fund identification number (if any) of the master fund in which this private fund invests? Name of the Private Fund: CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) CONFIDENTIAL Yes No r r. Yes No r r. DB-SDNY-0046576 SDNY_GM_001 92760 EFTA01358636

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