EFTA Document EFTA01358720

Private Offering 21. Does the private fund rely on an exemption from registration of its securities under Regulation D of the Securities Act of 1933? 22. If yes, provide the private funds Form D file number (if any): No Information Filed B. SERVICE PROVIDERS Auditors 23. (a) (1) Are the private funds financial statements subject to an annual audit? Yes No r r. Yes No r (47 (2) Are the financial statements prepared in accordance with U.S. GAAP? r If the answer to 23(a)(1) is "yes," respond to questions (b) through (f) below. If the private fund uses more than one auditing firm, you must complete questions (b) through (f) separately for each auditing firm. r No Information Filed Yes No (g) Are the private funds audited financial statements distributed to the private funds investors? r r (h) Does the report prepared by the auditing firm contain an unqualified opinion? ' Yes r No r Report Not Yet Received If you check "Report Not Yet Received," you must promptly file an amendment to your Form ADV to update your response when the report is available. Prime Broker 24. (a) Does the private fund use one or more prime brokers? Yes No r r. If the answer to 24(a) is "yes," respond to questions (b) through (e) below for each prime broker the private fund uses. If the private fund uses more than one prime broker, you must complete questions (b) through (e) separately for each prime broker. No Information Filed Custodian 25. (a) Does the private fund use any custodians (including the prime brokers listed above) to hold some or all of its assets? Yes No a r If the answer to 25(a) is "yes," respond to questions (b) through (f) below for each custodian the private fund uses. If the private fund uses more than one custodian, you must complete questions (b) through (f) separately for each custodian. Additional Custodian Information : I. Record(s) Filed. If the answer to 25(a) is "yes," respond to questions (b) through (f) below for each custodian the private fund uses. If the private fund uses more than one custodian, you must complete questions (b) through (f) separately for each custodian. (b) Legal name of custodian: BANK OF NEW YORK TRUST COMPANY, N.A. (c) Primary business name of custodian: BNY MELLON GLOBAL CORPORATE TRUST (d) The location of the custodian's office responsible for custody of the private funds assets (city, state and country): City: State: Country: HOUSTON Texas United States (e) Is the custodian a related person of your firm? Yes No r (0 If the custodian is a broker-dealer, provide its SEC registration number (if any) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046662 CONFIDENTIAL SDNY_GM_00192846 EFTA01358720