EFTA Document EFTA01358939

Page 4 SANCTN Disposition: Per a Complaint issued by the Commission dated 04/13/16, the Commission respectfully requests that this United States District Court for the Southern District of New York: permanently enjoin Defendant John Afriyie from violating Section 10(b) of the Exchange Act 15 U.S.C. section 78j(b) and Rule 10b-5 thereunder 17 C.F.R. section 240.10b-5 ; order Defendant John Afriyie and Relief Defendant Lawrencia Afriyie to disgorge their ill-gotten gains, including prejudgm