EFTA Document EFTA01359016

Page 2 CROSS REFERENCE: PRIMARY BUSINESS NAME: Apollo Management, L.p LOAD-DATE: June 22, 2018 LEGAL RESULTS: Court Cases: * * THIS DATA IS FOR INFORMATION PURPOSES ONLY* * PARTY: Rashid, Mohammed Ali INCIDENT INFORMATION JURISDICTION: U.S. Securities and Exchange Commission SOURCE: SEC Admin. Doc(s) & Press Release dated 10/25/17 DATE: 10/25/2017 AGENCY: U.S. Securities and Exchange Commission Rashid, Mohammed Ali Former Senior Partner FIRM: Apollo Management, L.P. New York, NY Action: Complaint Disposition: Per a Complaint issued by the Securities and Exchange Commission dated 10/25/17, the Commission respectfully requests that the UNITED STATES DISTRICT COURT, SOUTHERN DISTRICT OF NEW YORK enter judgment: permanently restraining and enjoining Rashid and all persons in active concert or participation with him who receive actual notice of the injunction by personal service or otherwise, from violating Sections 206(1) and (2) of the Advisers Act 15 U.S.C. Sections 80 b-6(1) and (2) or For internal use only For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047020 CONFIDENTIAL SDNY_GM_00193204 EFTA01359016