EFTA Document EFTA01359054
indemnification and similar claims, electricity and maintenance (all to the extent not reimbursed by the Funds); provided, however, that deferred compensation (including deferred payments in the form of partnership distributions) shall generally be treated as an expense of the Firm for the year with respect to which it is paid (a deferred bonus earned for 2011 but payable on March 15, 2014 shall be an expense for this purpose in 2013); provided, further, that all deferred bonuses payable by
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indemnification and similar claims, electricity and maintenance (all to the extent not reimbursed by the Funds); provided, however, that deferred compensation (including deferred payments in the form of partnership distributions) shall generally be treated as an expense of the Firm for the year with respect to which it is paid (a deferred bonus earned for 2011 but payable on March 15, 2014 shall be an expense for this purpose in 2013); provided, further, that all deferred bonuses payable by
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under management of less than $25 million. You are not required to answer this Item 12 if you are filing for initial registration as a state adviser, amending a current state registration, or switching from SEC to state registration. For purposes of this Item 12 only: • Total Assets refers to the total assets of a firm, rather than the assets managed on behalf of clients. In determining your or another person's total assets, you may use the total assets shown on a current balance sheet (but
EFTA Document EFTA01372469
RICHTER, WILLIAM, LEE I CHIEF EXECUTIVE OFFICER SENIOR MANAGING DIRECTOR 05/2013 NA LOMASKY, JEFFREY, LAWRENCE I SENIOR MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER 05/2013 NA PLATTUS, SETH, PHILUP I SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER AND CO- GENERAL COUNSEL 05/2013 SNOW, JOHN, WILLIAM I CHAIRMAN AND SENIOR MANAGING DIRECTOR 05/2013 NA QUAYLE, JAMES, DANFORTH I SENIOR MANAGING DIRECTOR, CHAIRMAN OF CERBERUS GLOBAL INVESTMENTS, LLC 05/2013 TESSLER
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Kristen M. Simkins From: Sent: To: Cc: Subject: Irons, Janet < Tuesday, July 12, 2016 10:47 AM Richard C. Smith Hello Warden Smith, mother is anxious to hear the results of your inquiry into her daughter's health. I'd be grateful if you could email or call me at your earliest convenience. I'm free today after 2 p.m. Alternatively, we could meet after the Prison Board of Inspectors Meeting this coming Thursday. Best wishes, Janet Irons 1 Kristen M. Simkins From: Sent:
EFTA Document EFTA01478917
Sheet1 Metropolitan Opera Opening Night AWM Client Nominations *Check with Eduardo Pieta Monday September 22, 2014 36 TICKETS IN TOTAL: 18 tickets total requested for WM US/Latam 8 tickets total requested for WM EMEA NOT BEING USED BY WM EMEA 8 tickets total requested for Internal hosts SUM(B14:B66)=16 F67=84 Bus Line First Last Total Title Company DB Rep Guest Name Wealth Mgmt Accepted 2 Yes May request not Accepted 2 ckson Yes Accepted 2 , Bradley Gillin, Accepted 2
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EFTA Document EFTA01359066
recommend to the Compensation Committee which Executives shall be included in such Desk, the allocation of Desk Points for each member of that Desk and the allocation of the Desk Bonus Pool for that desk, and based on those recommendations, the Compensation Committee shall recommend to the Managing Member which Executives shall be included in each Desk, the allocation of Desk Points for each member of that Desk and the allocation of the Desk Bonus Pools. All issues concerning the allocation
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