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sd-10-EFTA01359450Dept. of JusticeOther

EFTA Document EFTA01359450

'Andrew King/db/IIIIIIIIIIIIIIII, 1 Cc: Iij Litchford/db/ Date: 110/14/2014 03:05 PM Subject: I JEE WI to Experton (I] classification: For internal use only Thanks for forwarding. I will take care of it. Kind regards, Arthur Tendler (Embedded image moved to file: pic17426.gif) Arthur Tendler Deutsche Bank Trust company Americas wealth Management Products Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank T

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Dept. of Justice
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sd-10-EFTA01359450
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'Andrew King/db/IIIIIIIIIIIIIIII, 1 Cc: Iij Litchford/db/ Date: 110/14/2014 03:05 PM Subject: I JEE WI to Experton (I] classification: For internal use only Thanks for forwarding. I will take care of it. Kind regards, Arthur Tendler (Embedded image moved to file: pic17426.gif) Arthur Tendler Deutsche Bank Trust company Americas wealth Management Products Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank T

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
'Andrew King/db/IIIIIIIIIIIIIIII, 1 Cc: Iij Litchford/db/ Date: 110/14/2014 03:05 PM Subject: I JEE WI to Experton (I] classification: For internal use only Thanks for forwarding. I will take care of it. Kind regards, Arthur Tendler (Embedded image moved to file: pic17426.gif) Arthur Tendler Deutsche Bank Trust company Americas wealth Management Products Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile, at such time as your Bank representative has confirmed via email or telephone that the Bank has received your request. Responses received after the SSC Deadline date will be handled on a best-effort basis. with respect to all other trading instructions (including, without limitation, foreign currency transactions), The Bank shall only be obligated to act on any such instructions at such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047530 CONFIDENTIAL SDNY_GM_00193714 EFTA01359450

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Subject: Re: Fw: JEE WI to Experton [I] classification: For internal use only Thanks for forwarding. I will take care of it. Kind regards, Arthur Tendler (Embedded image moved to file: pic13459.gif) Arthur Tendler Deutsche Bank Trust Company Americas Wealth Management Products Important Information Regarding Trading Instructions: Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructio

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I2j Litchford/db/dbcom To: 'Arthur Tendler/db/dbco Cc: 'Andrew King/db/dbco Date: 110/14/2014 06:15 PM Subject: I IRe: Fw )EE WT to Experton [I] classification: For internal use only Arthur-- it looks like the case was rejected with the comment "Belgium", is there anything I can help with or was there more clarity provided to you than the case comment? (Embedded image moved to file: pic08438.gif) JJ Litchford Associate Deutsche Bank Trust Company Americas Deutsche Asset & wealt

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Subject: Re: Fw: JEE WT to Experton (I] From: Arthur Tendler <[email protected]> Date: Tue, 14 Ott 2014 21:10:42 -0400 To: Jj Litchford <[email protected]> Cc: Andrew King <[email protected]> Classification: For internal use only Thanks for the offer to help. We will address in the morning. Kind regards, Arthur Tendler (Embedded image moved to file: pic15966.gif) Arthur Tendler Deutsche Bank Trust Company Americas Wealth Management Products 60 Wall Street, 10005-2836 New York

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From: Jj Litchford Sent: 10/14/2014 6:15:07 PM To: Arthur Tendler I CC: Andrew King Subject: Re: Fw: JEE WT to Experton Attachments: pic13949.gif; pic13303.gif; pic13459.gif; pic21204.gif; pic13890.gif; pic13844.gif I Classification: For internal use only Arthur-- it looks like the case was rejected with the comment "Belgium", is there anything I can help with or was there more clarity provided to you than the case comment? (Embedded image moved to file: pic13949.gif) J) Litchfor

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Subject: Re: Fw: JEE WT to Experton [I] From: Jj Litchford < Date: Tue, 14 Oct 2014 18:15:07 -0400 To: Arthur Tendler < Cc: Andrew King Classification: For internal use only Arthur-- it looks like the case was rejected with the comment "Belgium", is there anything I can help with or was there more clarity provided to you than the case comment? (Embedded image moved to file: pic13949.gif) JJ Litchford Associate Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management

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From: Arthur Tendler Sent: 10/14/2014 9:10:42 PM To: Jj Litchford CC: Andrew King Subject: Re: Fw: JEE WT to Experton [I] Attachments: pic15966.gif; pic06238.gif; pic08438.gif; pic22479.gif; pic17426.gif; pic01235.gif; pic18982.gif; pic23256.gif Classification: For internal use only Thanks for the offer to help. we will address in the morning. Kind regards, Arthur Tendler (Embedded image moved to file: pic15966.gif) Arthur Tendler Deutsche Bank Trust Company Americas wealth Man

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