EFTA Document EFTA01359551

Southern Financial LLC salesforce.com - Unlimited Edition Page 7 of 12 Brokerage Product Family Stage Close Date Total Assets Total Estimated Revenue Probability (%) Expected Revenue Lead Source Owner Full Name Won Fiscal Period Next Step Type Last Modified Date Description Brokerage Business Awarded 10/14/2013 $45,367,567.00 $0.00 100 Paul Morris Q4-2012 New Product - Existing Client 10/15/2013 Southern Financial LLC- Product Family Banking Products Stage Business Awarded Close Date 10/10/2013 Total Assets $330,000.00 Total Estimated Revenue $1,320.00 Probability (%) 100 Expected Revenue Lead Source Owner Full Name Paul Morris Won  Fiscal Period Q4-2012 Next Step Type New Product - New Client Last Modified Date 10/10/2013 Description Customer Team Amanda Kirby Team Role Banking Officer Cases 01467139 Cynthia Rodriguez Team Role Private Banker Support Case Record Type Cash Disbursement - Wire - USD - Banking Type Case Subject Contact Name Southern Financial LLC Date Opened 9/28/2015 Status New Owner Jj Litchford Description 01433583 Case Record Type Cash Disbursement - Wire - USD - Banking Type Case Subject hups://dbforcepb . my . sal esforce.com/00 I 6000000qaNVw/p?retURL=100 6000000qaNVw 9128/20 1 5 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0047636 CONFIDENTIAL SDNY_GM_00193820 EFTA01359551