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sd-10-EFTA01359941Dept. of JusticeOther

EFTA Document EFTA01359941

Jeffrey - Thus far you have bought 72,700 shares of Citi 5.8% pfd at S24.23238. Please let us know if you want to modify. TDS From: To: cc: Stewart Date: Subject: Tazia smith/db/dbcom "jeffrey E." <[email protected]>, Daniel sabba/db/dbco 01dfield/db/dbco 10/29/2014 10:57 AM Re: [C] Classification: confidential , Paul morris, Richard vahe stepanian/db/dbco Kahn Jeffrey - Just tried your cell. You are done on 36,600 at 524.22315. Do you want to pull back the throttle by re

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Dept. of Justice
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sd-10-EFTA01359941
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Jeffrey - Thus far you have bought 72,700 shares of Citi 5.8% pfd at S24.23238. Please let us know if you want to modify. TDS From: To: cc: Stewart Date: Subject: Tazia smith/db/dbcom "jeffrey E." <[email protected]>, Daniel sabba/db/dbco 01dfield/db/dbco 10/29/2014 10:57 AM Re: [C] Classification: confidential , Paul morris, Richard vahe stepanian/db/dbco Kahn Jeffrey - Just tried your cell. You are done on 36,600 at 524.22315. Do you want to pull back the throttle by re

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Jeffrey - Thus far you have bought 72,700 shares of Citi 5.8% pfd at S24.23238. Please let us know if you want to modify. TDS From: To: cc: Stewart Date: Subject: Tazia smith/db/dbcom "jeffrey E." <[email protected]>, Daniel sabba/db/dbco 01dfield/db/dbco 10/29/2014 10:57 AM Re: [C] Classification: confidential , Paul morris, Richard vahe stepanian/db/dbco Kahn Jeffrey - Just tried your cell. You are done on 36,600 at 524.22315. Do you want to pull back the throttle by reducing the total share for today's order or using a limit? Please let us know. (Embedded image moved to file: pic00374.gif) From: Tazia Smith/db/dbcom To: stepanian/db/dr cc: Richard Kahn Date: 10/29/2014 10:02 AM Subject: Re: [c] classification: confidential "jeffrey E." [email protected]>@DEuBAINT, >, Daniel sabba/db/dbco vahe Pau Morris, Stewart oldfield/ co Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Suggest we work just 30-50k shares total on the day. Please let us know. From: To: "jeffrey E." <[email protected]> Tazia smith/db/dbco , Richard Kahn CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048103 CONFIDENTIAL SDNY_GM_00194287 EFTA01359941

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Subject: Trade Report 10/29/14 [C] From: Tazia Smith a> Date: Wed, 29 Oct 2014 16:34:36 -0400 To: jeffrey E. <[email protected]> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at $24.2528 This completes your position We have this booked to the Haze is held. Let us know if you Best Regards, Tazia of 200,000 shares (24.20 avg cost, 6% yield). account, where your ot

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25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia (Embedded image moved to file: pic18194.gif) VWAP from time of Order Entry: 524.0117 (Embedded image moved to file: pic09162.gif) (Embedded image moved to file: pic15147.gif) Tazia smith Director I Key client Partners - us DB securities Inc Deutsche Asset & wealth management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax mobi Email

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Classification: confidential Jeffrey - thus far done on 35,100 citi 5.8% pfd at 523.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia (Embedded image moved to file: pic31693.gif) From: Tazia Smith/ To: "jeffrey E." <jeevacation0gmail.com>, Cc: Daniel Sabba , Paul Morris, Richard Kahn < , vahe Stepani

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From: Tazia Smith Sent: 10/28/2014 1:11:50 PM To: jeffrey E. [jeevacation mail com CC: Daniel Sabba Subject: Re: IC) Classification: Confidential Paul Morris Stewart Oldfield Richard Kahn Vahe Stepanian Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Tha

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Subject: Re: [C] From: Tazia Smith a> Date: Wed, 29 Oct 2014 10:57:25 -0400 To: jeffrey E. [email protected]> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Just tried your cell. You are done on 36,600 at $24.22315. Do you want to pull back the throttle by reducing the total share for today's order or using a limit? Please let us know. (Embedded image moved to file: pic17928.gif) From: To: "jeffrey E." ejeeva

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From: Tazia Smith Sent: 10/28/2014 1:11:49 PM To: jeffrey E. [email protected] ; Stewart Oldfield I ; Vahe Stepanian ; Paul Morris ; Richard Kahn CC: Daniel Sabba Subject: Re: ICI Attachments: pic31667.gif; pic00257.gif; pic10069.gif; pic23883.gif; pic07555.gif; pic24515.gif classification: confidential Jeffrey - thus far done on 35,100 citi 5.8% pfd at 523.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k

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