EFTA Document EFTA01360336

(See attached file: Richard Kahm Email Confirmation for Compliance.pdf)(See attached file: Richard Kahn RDC Alert CLEARANCE 2013.pdf) Best, Amanda Kirby (Embedded image moved to file: pic11136.gif) Amanda Kirby Deutsche Bank Trust company Americas Deutsche Asset & wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. Fax Emai (Embedded image moved to file: pic11126.gif) Securities offered through Deutsche Bank Securities Inc. Forwarded by Amanda Kirby/d-on 11/14/2014 10:52 AM From: PWM BIS-Research/db/ To: Amanda Kirby/db Cc: PWMUS AMLKYC/db Date: 11/14/2014 10:08 AM Subject: Richard Kahn rdc and per alert [I] Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. (see attached file: Richard Kahn per alert.pdf)(see attached file: Richard Kahn per alert_l.pdf)(See attached file: Richard Kahn rdc alert.pdf)(see attached file: Richard Kahn rdc alert_1.pdf) Regards Urvashi CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048610 CONFIDENTIAL SDNY_GM_00194794 EFTA01360336