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sd-10-EFTA01360381Dept. of JusticeOther

EFTA Document EFTA01360381

Your KYC has been rejected. Case ft: 01161376 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Customer Number Reason for Rejection:1. Has there been a client meeting with RESOLVED 2. Please confirm occupation and position at NES, LLC RESOLVED 3. OW descriptions are not sufficient, please provide more in ormation. Is SOW the same as Is she a dependent? Please specify. RESOLVED Additional Rejection: Please attached AML clearance for negative information related to

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Dept. of Justice
Reference
sd-10-EFTA01360381
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Summary

Your KYC has been rejected. Case ft: 01161376 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Customer Number Reason for Rejection:1. Has there been a client meeting with RESOLVED 2. Please confirm occupation and position at NES, LLC RESOLVED 3. OW descriptions are not sufficient, please provide more in ormation. Is SOW the same as Is she a dependent? Please specify. RESOLVED Additional Rejection: Please attached AML clearance for negative information related to

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EFTA Disclosure
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Your KYC has been rejected. Case ft: 01161376 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Customer Number Reason for Rejection:1. Has there been a client meeting with RESOLVED 2. Please confirm occupation and position at NES, LLC RESOLVED 3. OW descriptions are not sufficient, please provide more in ormation. Is SOW the same as Is she a dependent? Please specify. RESOLVED Additional Rejection: Please attached AML clearance for negative information related to To view the KYC click here https://na4.salesforce.com/5006000000VDvNf CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048693 CONFIDENTIAL SDNY_GM_00194877 EFTA01360381

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URLhttps://na4.salesforce.com/5006000000VDvNf

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