EFTA Document EFTA01360403

Securities offered through Deul ecurities Inc. --- Forwarded by Amanda Kirb on 1128201412:06 PM --- From: To: Cc: Dom 11/19:2014 09:38 AM Subject: PCR ALERT --01 Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. [attachment....PCR Alert 1.pdr deleted by Amanda Kirb klb/dbcom) [attachment " _PCR Alert 2.pdr e e y man a Kirby/db/dbcom] [attachment PCR Alert.pdr deleted by Amanda Kirby/db/dbcorn) Thanks Ahsan CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048727 CONFIDENTIAL SDNY_GM_00194911 EFTA01360403