EFTA Document EFTA01360449

(See attached file: PCR Response from RIch 11.28.2014.pdf) Best, Amanda Kirby (Embedded image moved to file: pic23125.gif) Amanda Kirby Deutsche Bank Trust Company Americas MOS (Embedded image moved to file: pic05166.gif) Securities offered through Deutsche Bank Securities Inc. Forwarded by Amanda Kirby/db/dbcom on 11/28/2014 12:06 PM From: PWM us-Research TO: CO: MMUS AMLKYC: Date: 11/19/2014 09:38 AM Subject: PCR ALERT - (I) Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. see attached file: IRIIMIIIPCR Alert 1. df)(see attached file: PCR Alert .p see attached file: PCR Alert.p Thanks Ahsan CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048801 CONFIDENTIAL SDNY_GM_00194985 EFTA01360449