EFTA Document EFTA01360492

Zbynek "Ziggy" Kozelsky Director I Branch Administrative Manager Key Client Partners - Americas Deutsche Bark Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue. 26th Floor New York. NY 10154 All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade oonfirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bark is riot responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error). please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclosure or distribution of the material n this email is prohibited. From: Cynthia Rodriguez Sent: Tuesday, December 20, 2016 8:32 AM To: PWM AMLCompliance; Zbynek Kozelsky; Stewart Oldfield; Vahe Stepanian Cc: Joshua Shoshan; Donald Summer; Cherie Quigley; Amlcompliance Inquiries Subject: RE: URGENT - THIRD REQUESTIIIII RE: Inquiry Regarding THE HAZE TRUST, Account# [I] Vahe/Donald/Ziggy, Alert* Do you need anything from Stew and I for the below request? We provided as much information as we could, but the transaction in question came into the brokerage account from HSBC and not from the private bank. Let us know if you need anything from us in order to complete the below. Thanks! Kind regards. Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bark Trust Company Americas Deutsche Asset & Wealth Management York. NY, USA From: Danya Friedman On Behalf Of PWM AMLCompliance Sent: Tuesday, December 20, 2016 8:01 AM To: Cynthia Rodriguez; Zbynek Kozelsky; Stewart Oldfield; Vahe Stepanian Cc: Joshua Shoshan; Donald Summer; Cherie Quigley; Amlcompliance Inquiries Su 'act: URGENT - THIRD REQUESTIIIII RE: Inquiry Regarding THE HAZE TRUST, Account# Alert# I Importance: High CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0048862 CONFIDENTIAL SDNY_GM_00195046 EFTA01360492