EFTA Document EFTA01360502

Vice President I AML Compliance Officer Deutsche Bark Trust Company Americas PWM AML om lianc Painitn,-frr Peeltran From: PWMUS AMLKYC To: Jacqueline Lightb Cc' PWMUS AMLKYC Date: 12/03/2013 12:18 Subject ESCALATION_ Classification: For internal use only Hi Jackie, [I] This is an escalation for negative media pertaining to is a beneficiary of a trust wherein Jeffrey Epstein is the grantor. According to the business, is not o enin an account and has no authority on the trust account. The alert involves allegations against of being a co-cons • irator of several federal offenses. The same offenses resulted in Jeffrey Epstein being sent to jail, but The on-boarding of Jeffrey Epstein was previously cleared by Chip Packard (see attached) and subsequently cleared by AML Compliance based on that fact. Accordingly, AML Compliance is comfortable clearing this alert for the following reasons: 1) The account is already marked as high risk; 2) Chip Packard has reviewed and approved the on-boarding of the relationship with Jeffrey Epstein and obtained clearance from a reputational and AML risk perspective. a - Jeffrey Epstein Clearance.pdf From: PWMUS AMLKY To. Jacqueline Lightbod Date 10/09/2013 05:53 P Subject: DRAFT: CLEARED Classification: For internal use only Kind regards, Andrew Kisz Andrew Kin Associate I AML Compliance Officer DB Services New Jersey. Inc. Asset & Wealth Management (I) Chip approval.pdf CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048906 CONFIDENTIAL SDNY_GM_00195090 EFTA01360502