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Case File
sd-10-EFTA01360598Dept. of JusticeOther

EFTA Document EFTA01360598

KYC Print Page 9 of 10 I No records to display. M. Case Comments ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morris 9/4/2013 Office Director/Business Head: Brian M. Biggar (Signature) Brian M. Biggar 9/4/2013 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Janice Rankin Gwen Hill (Signature) Janice Franklin Gwen Hill 9/6/2013 9/6/2013 IATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01360598
Pages
1
Persons
0
Integrity
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Summary

KYC Print Page 9 of 10 I No records to display. M. Case Comments ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morris 9/4/2013 Office Director/Business Head: Brian M. Biggar (Signature) Brian M. Biggar 9/4/2013 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Janice Rankin Gwen Hill (Signature) Janice Franklin Gwen Hill 9/6/2013 9/6/2013 IATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
KYC Print Page 9 of 10 I No records to display. M. Case Comments ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morris 9/4/2013 Office Director/Business Head: Brian M. Biggar (Signature) Brian M. Biggar 9/4/2013 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Janice Rankin Gwen Hill (Signature) Janice Franklin Gwen Hill 9/6/2013 9/6/2013 IATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (GMTH)/Sub-Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth https://nail.sal esforce.com/servlet/servlet. Integration?' id=01N30000000D9Di &ei d=500600... 9/20/2013 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0049049 CONFIDENTIAL SDNY_GM_00195233 EFTA01360598

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Domainesforce.com
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