EFTA Document EFTA01360927

rdc Entity: Southern Financial Group, Inc. Entity Information Entity ID: Entity Name: Address: Event: Source Information 25181614 Southern Financial Group, Inc. South Carolina, UNITED STATES • SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 06/17/2002, Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and Springdale Investments, Inc., Relief Defendant, United States District Court for the District of South Carolina, Charleston Division. Civil Action File No. 2:02-1806-18 • SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action 06/19/2002. Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and Springdale Investments. Inc., Relief Defendant, United States District Court for the District of South Carolina, Charleston Division, Civil Action File No. 2:02-1806-18 • SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary. Regulatory Action 05/28/2002, SECURITIES AND EXCHANGE COMMISSION V. SOUTHERN FINANCIAL GROUP, INC., RICHARD M. WOOTEN, CHARLES DENNIS MCKITTRICK AND GERALD F. HUNTER, JR.. United States District Court for the District of South Carolina, Charleston Division, Civil Action File No. 2:02-1806-18 (Filed May 24, 2002) RDC URL: https://grid.rdc.com/wssientity.html?entityld=a7a395d6a12368e75d313d53eb346cc4 Source Name: SEC Litigation Releases - 2002, 04/07/2009 Source URL: http://www.sec.gov/litigation/litreleases/Idrelarchive/litarchive2002.shtml Entity URL: • http://www.sec.govflitigation/litreleases/k17574.htm • http://www.sec.govflitigation/litreleases/k17569.htm • http://www.sec.govilitigation/ktreleases/k17535.htm Ccpyrght O 2013 Regulatory DaLaCorp, Inc All RtgHs Reserved Docomenl generated on 05e29,20. 13 12 19 53 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049613 CONFIDENTIAL SDNY_GM_00195797 EFTA01360927