EFTA Document EFTA01360974

Fenn W-9 (Rev December 20in Department of the Treasury Internal Rewue Seewce Request for Taxpayer Identification Number and Certification Give Form to the requester. Do not send to the IRS. N g n a 2 •1 .£ : cr. , E il . 6 fn Nano (as shown on your income tax 'roan. Southern Trus Company, Inc. Buiness nanateregarded entity name. if different from above Southern Financial LLC Check aPProplate r . LJ IntwidueVuole D Limited fobility ,.., Li Other 403 .nstructicaspl. box for wend tax classification TrusVostate o Exantit Payee proprietor 0 C Corporation 0 S Corpastion 0 Pa4nership El comp:fry. Enter the tax classification (C=C Corporation, 94 CC(Poratlal. Pmeortnalinsa) • ___....—.. Address (number. street and apt. er sue* no) 6100 Red Hook Quarter 83 Requesterenemeand addrew (optional) City, state, and ZIP code St. Thomas, USVI 00602 list account numbed.) nere (options) • art I Tax • ayer Identification Number (TIN) Enter your TIN in the appropriate box. The TIN provided must match the name given on the -Name' line to avoid backup withholding. For individuals, this is your social security number (SSN). However, for a resident alien, sole proprietor, or disregarded entity, see the Pan I Instructions on page 3. For other entities, it is your employer identification number (Ells0. If you do not hey e a number, see How to get a TIN on page 3. Note. II the account Is in more than one name. see the chart on page 4 for guidelines on whose number to enter. Sedal sway number I Dr•ployer klenalleallen number Part II Certification 0 7 9 9 1 2 Under penalties of perjury. I certify that: ,. The number shown on this form is my correct taxpayer identification number (odarn waiting for a number to be issued to me), and 2. lam not subject to backup withholding because: (a) I ant exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends, a (c) the IRS has notified me that I am no longer subject to backup withholding, and 3. I am a U.S. citizen or other U.S. person (defined below). Certification instructions- You must cross out item 2 above it you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transaction, item 2 does not aeon/. For mortgage interest paid, acquisition or abandon/tient-4f secured property. cancellation of debt. contrtutions to an individual retirement arrangement (IRA), and generally, payments other than interest and efividonds, you are not rintired to sign the certification, but you must provide your correct TIN. See the instructions on page 4. Sign i s,9,„,1„„,0 Here us persons. t\ General Instructions Section references are to the Internal Revenue Codeon ass o noted. Purpose of Form A person who is required to fire an informatkvi return with the IRS must obtain your correct taxpayer identilicatiOn number (DM to report, for exampie, income paid to you, real estate transactions, mortgage interest you paid, acquisition or abandonment of secured property. cancellation of debt, a contributions you made to an IRA. Use Form W-9 only if you are a U.S. person (including a resident alien), to provide your correct TIN to the person requesting it (the requester) and, when app 1. Certify that the TIN you are giving is correct (or you are waiting for a number to be issued). 2. Certify that you are not SUbieCt to backup withholding. or 3. Palm exemption from backup withholding if you we a U.S. exempt payee. If applicable, you are also certifying that as a U.S. person, your allocable share of any partnership income from a U.S. trade or business Is not subject to the withholding tax on foreign partners' share of effectively connected income. Data 3 Note. II a requester glass you a form other than Form Wii9 to request your TIN, you must use the requester's form if it is substantially similar to this Form W-9. Definition of a U.S. person. For federal tax purposes, you are considered a U.S. Person 0 you are: • An individual who is a U.S. Citizen or U.S. resident alien. • A partnership, corporation, company, or association created or organized in the United States or under the laws of the United States, • An estate (other than a foreign estate), or • A domestic trust (as defined in Regulations section 301.7701-7). Special rules for partnerships. Partnerships that conduct a trade or business In the United States are generally required to pay a withholding tax on any foreign partners' share of income from such business. Further, In oertain cases where a Form W-9 has not been received, a partnership Is required to presume that a partner is a foreign person, and pay the withholding tax. Therefore, if you are a U.S. person that is a partner in a partnership conducting a trade or business In the United States, provide Form W-9 to the partnership to establish your U.S. status and avoid withholding on your share of partnership income. Cat. No. 10231X Form W-9 (Ftev. t2-2011) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0049672 SDNY_GM_00195856 EFTA01360974