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sd-10-EFTA01361232Dept. of JusticeOther

EFTA Document EFTA01361232

(Embedded image moved to file: pic26930.gif) From: Amanda Kirby/db/dbcom To: Zia Memon/db/dbcom@DBAmericas, cc: Irina vablochnik/db/dbcomODBAmERIcAs, [email protected], [email protected] Date: 10/24/2013 03:32 PM Subject: Re: Exception Required [I] Classification: For internal use only yes. Both with the original letter and in person (in previous meetings and when we met with him on Tuesday) Best, Amanda Kirby (Embedded image moved to file: pic19331.gif) Amanda Kirby A

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Dept. of Justice
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sd-10-EFTA01361232
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(Embedded image moved to file: pic26930.gif) From: Amanda Kirby/db/dbcom To: Zia Memon/db/dbcom@DBAmericas, cc: Irina vablochnik/db/dbcomODBAmERIcAs, [email protected], [email protected] Date: 10/24/2013 03:32 PM Subject: Re: Exception Required [I] Classification: For internal use only yes. Both with the original letter and in person (in previous meetings and when we met with him on Tuesday) Best, Amanda Kirby (Embedded image moved to file: pic19331.gif) Amanda Kirby A

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
(Embedded image moved to file: pic26930.gif) From: Amanda Kirby/db/dbcom To: Zia Memon/db/dbcom@DBAmericas, cc: Irina vablochnik/db/dbcomODBAmERIcAs, [email protected], [email protected] Date: 10/24/2013 03:32 PM Subject: Re: Exception Required [I] Classification: For internal use only yes. Both with the original letter and in person (in previous meetings and when we met with him on Tuesday) Best, Amanda Kirby (Embedded image moved to file: pic19331.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl 54-0004 mail aman a. Kl r y .com (Embedded image moved to file: pic10440.gif) From: Zia Memon/db/dbcom To: Amanda Kirby/db/dbcomODBAMERICAS, Cc: Irina vablochnik/db/dbcomODBAmericas, [email protected], [email protected] Date: 10/24/2013 03:30 PM Subject: Re: Exception Required [I] Classification: For internal use only was authority over this account confirmed with Jeffery? Kind regards, Zia Memon (Embedded image moved to file: pic10302.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050274 CONFIDENTIAL SDNY_GM_00196458 EFTA01361232

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Zia Memon Managing Director I Head, AWM-US Business Supervisory Office Deutsche Bank Securities Inc. Deutsche Asset Si Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1(212)454-2265 Fax +1(212)454-0344, +1(646)461-1465 Mobile +1 631-873-7577 Email [email protected] (Embedded image moved to file: pic14390.gif) From: Amanda Kirby/db/dbcom To: Zia Memon/db/dbcom@DBAmericas, Cc: [email protected], [email protected], Irina Yablochnik/db/dbcom@DBAMERICAS D

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Subject: Re: Past due KYC temporary exception [I] From: Amanda Kirby < Date: Tue, 03 Dec 2013 16:50:02 -0500 To: Kimberly Hart < Classification: For internal use only OK. Will do so ASAP Best, Amanda Kirby (Embedded image moved to file: pic00704.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic21347.gif) From: Kimberly Hart/db/dbcom To: Amanda Kirby/db/dbco

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Andrea Tapia Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue. 24th Floor New York. NY 10154-0004 Securities offered through Deutsche Bank Securties Inc PARrelowto- peril-mt From: Paul Morris Sent: Tuesday, March 17, 2015 5:33 PM To: Andrea Tapia Subject: Re: February 2015 Revenue Report (by Account Type) [I] Classification: For Internal Use Only Hi there this does not capture kcp capital markets revs From: Andrea Tapia Sent: T

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Subject: Re: Past due KYC tem orar exce tion [I] From: Kimberly Hart < Date: Tue, 03 Dec 2013 16:49:15 -0500 To: Amanda Kirby < > Classification: For internal use only You should speak to the KYC team to figure out what they would accept in lieu of an operating agreement. (Embedded image moved to file: pic11912.gif) Kimberly Hart Managing Director Deutsche Bank Trust Company Americas Private Wealth Management 345 Park Avenue, 27th Floor New York, NY 10154 Tel. Fax Mobile Email

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