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sd-10-EFTA01361240Dept. of JusticeOther

EFTA Document EFTA01361240

From: Amanda Kirby Sent: 2/19/2015 11:31:31 AM To: Paul Morris alliPillailli. Subject: RE: Portfolio Alert - Butterfly Trust [I) Classification: For Internal use only Thanks. This was in regards to the updated KYC to the Butterfly Trust. Not sure why they are only just now sending it over a month late. The KYC has already been approved but will check with Kim/Andrew on whether or not I need to have this cleared as well. Will keep you in the loop From: Paul Morris Sent: Thursday, Feb

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From: Amanda Kirby Sent: 2/19/2015 11:31:31 AM To: Paul Morris alliPillailli. Subject: RE: Portfolio Alert - Butterfly Trust [I) Classification: For Internal use only Thanks. This was in regards to the updated KYC to the Butterfly Trust. Not sure why they are only just now sending it over a month late. The KYC has already been approved but will check with Kim/Andrew on whether or not I need to have this cleared as well. Will keep you in the loop From: Paul Morris Sent: Thursday, Feb

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From: Amanda Kirby Sent: 2/19/2015 11:31:31 AM To: Paul Morris alliPillailli. Subject: RE: Portfolio Alert - Butterfly Trust [I) Classification: For Internal use only Thanks. This was in regards to the updated KYC to the Butterfly Trust. Not sure why they are only just now sending it over a month late. The KYC has already been approved but will check with Kim/Andrew on whether or not I need to have this cleared as well. Will keep you in the loop From: Paul Morris Sent: Thursday, February 19, 2015 11:25 AM To: Amanda Kirby Subject: Fw: Portfolio Alert - Butterfly Trust [I] Classification: For Internal Use Only From: PWM BIS-Research Sent: Wednesday, February 18, 2015 02:20 PM To: Paul Morris Cc: PWMUS AMLKYC Subject: Portfolio Alert - Butterfly Trust [I] Classification: For internal use only Hello Attached is lookback alert for the party mentioned below. (See attached file: grid alert 1)8120001' 2686835 11547720 20150109 000030.p41)(See attached file: grid alert 1)11120001' 2694212 11547720 20150112 035400.14P Thanks Prachi CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0050298 CONFIDENTIAL SDNY_GM_00196482 EFTA01361240

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Subject: Re: Fw: SOF III New York Client Event March 3 [I] From: Andrew Gallivan < Date: Tue, 25 Feb 2014 10:31:35 -0500 To: Amanda Kirby ‹ > Cc: Paul Morris Classification: For internal use only Approved Regards, Andrew (Embedded image moved to file: pic02056.gif) Andrew Gallivan Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded image moved to file: pic26903.gif) From: Amanda

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DOJ EFTA Data Set 10 document EFTA01344528

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