EFTA Document EFTA01361617

Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds Summary of Gains and Losses Realized This Period Yearto-Date Unrealized Short-Term Gain/Loss 0 00 0.00 -2.107.88 Long-Term Gain/Loss 0 00 0.00 .54,077.21 Net Gain/Loss 0.00 0.00 46,185.09 This summary excludes transactions where cost basis information is not evadable. For Your Information On June 5, 2014, the European Central Bank (the 'ECB') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions. Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account The initial interest charge will be -.20% (20 basis points), and will reflect on your account statement as Tree Credit Balance Interest Charge'. The interest wil be reported on your Forms 1099 and/or 1042-6 for tax year 2015. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DINS GOVERNMENT CASH INSTL Account Number: 0000001491 Current Yield: 0.03% Activity Ending: 12/31/14 11120/14 Opening Balance 12131114 Deposit INCOME REINVEST 24,493,658.23 624.15 24,493,658.23 24,494,282.38 12131114 Closing Balance $24,494,282.38 Total All Money Market Funds 324,494,282.38 Income and Expense Summary Current Period Year-to-Date Taxable Noe Taxable Taxable Non Taxable Dividend Income Money Markel 624.15 0.00 5,356.54 0 00 Other Dividends 13,177.80 0.00 72,574.23 0 00 Interest Income FDIC Insured Bank Deposits 0.00 0.00 4,052.20 0 00 Total Dividends, Interest, Income and Expenses 313,801.95 $0.00 3111,982.97 30.00 Account Number N4G-024935 LEPERS INC Cio paperless ACK C Oti.r.ter 'total EV.Ient f view Yaw tone,' .}001 _j. [NAGAR RATED COMMON ICATK,I6 eXallENC? Page 2 of II awn; O.!. • wrolc cp.o.ma CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050827 CONFIDENTIAL SDNY_GM_00197011 EFTA01361617