EFTA Document EFTA01361665

Portfolio Holdings (continued) Date • eked Equities (continued) Common Stotts (continued) FACEBOOK INC CL A Dividend Option: Cash 05/17/12 %II 17,500.000 FOUNDATION MEDICINE INC COM Dividend Option: Cash 01113/11 08/05114 Total Covered Total 19,130.000 GENERAL ELECTRIC CO COM Dividend Option: Cash 04/23/13 '.13 GENERAL II TRS CO COM Dividend Option: Cash 11/18/10 ' 12/09/10 Total Noncovered Total 97,525.000 GILEAD SCIENCES INC Dividend Option: Cash 02/05/14 5100 000 79.2810 03/07/14 3.100 000 791120 Total Covered 8,100.000 Total 8,100.000 5513,201.00 1783,508.00 HEALTH NET INC COM Security Identifier: H NT Dividend Option: Cash CU SIP. 42222G108 09/08/11 25,000.000 46.9800 1.174,506.00 53.5300 1.338250.00 SAMOAN° BIOSCIENCES INC COM Security Identifier SONO Dividend Option: Cash CUSP. 800677106 05128113'.13 50,000 000 8.4140 422,214.00 15.2100 760,500.00 SANTANDER CONSUM ER USA HLDGS INC CON Staidly Identifier: SC Dividend Option: Cash CUSP. 8026311101 0112311/ 1,000.000 24.0000 24,000.00 19.6100 19,610.00 TWITTER INC COM Security Identifier:11V TR Dividend Option: Cash CUSP: 901841102 11/07/13 1.500.000 26.0000 39,000.00 35.8700 53.805.00 Total Common Stocks Unrealized Oaanti Unit Cost Col Bads Market Price Market Value Gain/ Lass Estimated Estimated Annual Income Yield Security Identifier: FB CUSP. 3030311102 38.0000 685,000.00 78.0200 1,365.350.00 700,350.00 Security Identifier: Fill CUSP 350465100 25,000.000 27.5070 687,663.50 222200 555,500.00 -132.163.50 24,830.000 23.2530 577,373.02 222200 551,722.60 -25,650.12 19,530.000 1 266 036.52 1,107,222.50 -157,513.92 $1,285,038.52 51,107,222.80 -$157,513.92 $0.00 Security Identifier: GE CUSP. 389604103 23,000.000 21.5700 496,109 08 25.2700 Security Identifier: GM CUSP. 37045V100 10,988.200 36.1010 399,978 16 34.9100 86,536.800 35.8150 3.155.969 22 34.9100 97,525.000 3,655,917.38 581,210.00 85,100.92 21,160.00 3.64% 383,598.07 3.020.999.68 3,101,59715 -16,380.09 -161.969.51 -181,319.53 13,185.81 3.13% 103,814.18 3.13% 117,030.00 396.407.00 246.797 00 813,201.00 53,556,917.38 53,101,697.76 -5181,319.53 5117,030.00 Security Identifier: GILD CUSP 375558103 94.2600 94.2600 471,300.00 292,206.00 783,508.00 74,893.00 45,409.00 120,302.00 5120,302.00 50.05 163.74400 338,286 00 •4.390.00 14,805.00 $10,353,181.13 $16,588,792.61 55,233,307.71) $1,431,925.27 POI r-0'.'517.t.cr ,C623 1, 0411 WY: Account Number: SO ri-ERN FINANCIAL11C Rated EV.V*IM Go paperless f Very Yaw torwo DALOAR RATED COMMON ICATK,6 ASA ABOUT ILCOJVCI1V ("WM CNC? Page8021 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050890 CONFIDENTIAL SDNY_GM_00197074 EFTA01361665