EFTA Document EFTA01361691

Deutsche Asset & Wealth Management P.O. Om 1776. Baltimore. MD 21203 SOUTHERN FINANCIAL LLC 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor DANIEL SABBA Asset Allocation Prior YearInd Deotoe Boni Matt wow. Maimperteat Wane. ( wrap Gwv• Oeslie Sink SOCIIIIet Int Nee evk Office 341144 *emit 2litti ;In Now *A. BY 10154 (MI IWO,. Ns% 21114091 Valuation at a Glance Beginning Account Value Net Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends, Interest and Other Income Total Taxes Withheld Account Number: Statement Period: 12101(2014 - 12131/2014 This Period 6233,025.17 0.00 233,025.17 5.55 0.00 Year-to-Date $63,000.29 170 000 00 233,000.29 41 12 -10 69 nding Account Value Estimated Annual Incom e $233,030.72 $233,030.72 Last Period This Period % Alloation $41 12 L50 Cash Money Funds and Bank Depostst 63.000 29 Account Total 163,000.29 The Bank Deposits In your account are FDIC Insured bank deposits. FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). Trese bank deposits are covered by the Federal Deposit Insurance Corporaton (FDIC), up to allowabIe 233.025 17 233.030 72 100 00% Pease review your allocation 3233,025.17 $233,030.72 700.00% Your Account i6100% invested in .15D Cash. Money Funds. and Bank Deposits. Cio paperless AT, AY)1.1•C Page 1 of 9 wt.-an-anCA-a-4 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0050916 SDNY_GM_00197100 EFTA01361691