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sd-10-EFTA01361806Dept. of JusticeOther

EFTA Document EFTA01361806

flitEO6I00 RED HOOK QUARTER 83 //ST THOMAS V(1)0802 -H5:{CHK:AF6ABBI6B651}} Kind regards, Daniel Monaghan <image001 png> Daniel Monaghan Deutsche Bank Trust Company Americas Wealth Management Products 60 Wall Street. 10005-2836 New York. NY. USA Tel + Fax Mobi Email Important Information Regarding Trading Instructions Regarding mutual fund and Corporate Action transactions. Deutsche Bank Trust Company Americas (the 'Bank") shall only be obligated to act on any instructions to bu

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Dept. of Justice
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sd-10-EFTA01361806
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flitEO6I00 RED HOOK QUARTER 83 //ST THOMAS V(1)0802 -H5:{CHK:AF6ABBI6B651}} Kind regards, Daniel Monaghan <image001 png> Daniel Monaghan Deutsche Bank Trust Company Americas Wealth Management Products 60 Wall Street. 10005-2836 New York. NY. USA Tel + Fax Mobi Email Important Information Regarding Trading Instructions Regarding mutual fund and Corporate Action transactions. Deutsche Bank Trust Company Americas (the 'Bank") shall only be obligated to act on any instructions to bu

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
flitEO6I00 RED HOOK QUARTER 83 //ST THOMAS V(1)0802 -H5:{CHK:AF6ABBI6B651}} Kind regards, Daniel Monaghan <image001 png> Daniel Monaghan Deutsche Bank Trust Company Americas Wealth Management Products 60 Wall Street. 10005-2836 New York. NY. USA Tel + Fax Mobi Email Important Information Regarding Trading Instructions Regarding mutual fund and Corporate Action transactions. Deutsche Bank Trust Company Americas (the 'Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsirrgle. at such time as your Bank representative has confirmed via email or telephone that the Bank has received your request With respect to all other trading instructions (including. without limitation. foreign currency transactions). The Bank shall only be obligated to act on any such irtstrucloons al such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication Please note. automated eteateet responses such as "mad receipts- or fax confirmations do not constitute confirmation by the Bank that your instructions have been received It you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions. please contact your Bank representative immediately This communication may contain confidential ardor privileged information. If you are not the intended recipient (or have received this communication in woo. please notify the sender immediately and delete the communication from your computer Any unauthorized copying disclosure or distribution of the rnatenal is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and information contained in this communication should not be regarded as such If you reside in. or have business in Canada and wish to unsubstribo from receiving email communication, please reply tocasl nsubscrlbeglistdb com and type "unsubscnbe in the subject line. <image002.png> From: bellaklein Sent: Wednesday, March 18, 2015 11:29 AM To: Daniel Monaghan Cc: Darren Indyke; Richard Kahn; Amanda Kirby Subject: ]EE Euro acc WT Please confirm attached wire transfer with Darren and provide bank reference when available. Thank con. Bella CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051056 CONFIDENTIAL SDNY_GM_00197240 EFTA01361806

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Subject: RE: HE Euro acc WT [I] From: Daniel Monaghan < IMI > Date: Thu, 19 Mar 2015 15:26:37 -0400 To: bellaklein Cc: Darren Indyke Amanda Kirby Classification: For internal use only Did the recipient check with their bank? It usually takes some time for the receiving back to process. We wouldn't know if it was kicked back until several days after value date. Kind regards, Daniel Monaghan fcid:[email protected] Daniel Monaghan Deutsche Bank Trust Company Americas We

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Subject: RE: JEE Euro acc WT [I] - Returned Wire Johanna Thringer [C] From: Arthur Tendler Date: Fri, 20 Mar 2015 20:58:41 -0400 To: bellaklein Cc: Daniel Monaghan Jenny Byam Katy Cheng Marjorie Flash Classification: Confidential We started the reclaim process. It typically takes several days. Kind regards, Arthur Tendler fcid:[email protected] Arthur Tendler Deutsche Bank Trust Company Americas Wealth Management Products 60 Wall Street, 10005-2836 New York, NY, USA

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:5381BOSTEUR02 :57A:NDEASESSXXX :591000000092040447-1 JOHANNA THRINGER :71A:OUR :7211NS/1BAN:SE8030000000009204044748 /REC/6100 RED HOOK QUARTER B3 //ST THOMAS VI 00802 -}{5:{CHK:AF6ABB16B651}} Kind regards, Daniel Monaghan <image001.png> Daniel Monaghan Deutsche Bank Trust Company Americas Wealth Management Products 60 Wall Street. 10005-2836 New York. NY. USA Important Information Regarding Trading Instructions' Regarding mutual fund and Corporate Action transactions. Deutsche

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Subject: FW: JEE Euro acc WT [I] - Returned Wire From: Arthur Tendler Date: Fri, 20 Mar 2015 11:40:53 -0400 To: bellaklein Cc: Daniel Monaghan Jenny Byam Katy Cheng Marjorie Flash Classification: Confidential [C] We just received word that the wire from March 11th was returned. It appears that the account number is not correct (for either of the two wires). {cid:[email protected]} Kind regards, Arthur Tendler fcid:[email protected] Arthur Tendler Deuts

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Subject: Fwd: JEE Euro acc WT [I] - Returned Wire Johanna Thringer [C] From: bellaklein Date: Fri, 20 Mar 2015 12:04:10 -0400 To: Arthur Tendler ‹ > Thank you, Bella Tel: Begin forwarded message: From: Arthur Tendler ‹ > To: bellaklein <.= > Cc: Daniel Mona han , Jenny Byam , Katy Cheng , Marjorie Flash Subject: FW: JEE Euro acc WT [I] - Returned Wire Johanna Thringer [C] Date: March 20, 2015 at 11:40:53 AM EDT Classification: Confidential We just received word that the wire fro

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:71A:OUR :72:/INS /REC/6100 RED HOOK QUARTER B3 //ST THOMAS VI 00802 Kind regards, Daniel Monaghan <image00 I .png> Daniel Monaghan Deutsche Bath Trust Company Americas Wealth Management Products 60 Wall Street. 10005-2836 New York. NY. USA Important Information Regarding Trading Instructions. Regarding mutual fund and Corporate Action transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or el

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