EFTA Document EFTA01361980

Deutsche Bank Securities Inc. Asset Wealth Management - AML Compliance 5022 Gate Parkway, Suite 400. Jacksonville. Florida 32256. uSA Tel. Mobile Email Visit us: http://www.db.com (Embedded image moved to file: pic28264.jpg) Forwarded by Monifa crawfordi on 11/28/2014 01:19 PM From: Amanda Kirby To: PWMUS AMLKYC/ Date: 11/28/2014 12:09 PM Subject: Fw: PCR ALERT - Classification: For internal use only HI, [I] The first alert pertains to a woman born in either 1969 or 1970 and our client was born in 1989. The second alert pertains to a woman with the same name who is married to a Russian ambassador. Per the attached email exchange our client has no relation (Richard Kahn is the manager of this account and sole authorized signer.) Please clear the alerts. Thank you [attachment "PCR Response from RIch 11.28.2014.pdf' deleted by Amanda Kirby/ Best, Amanda Kirby (Embedded image moved to file: pic12056.gif) Amanda Kirby Deutsche Bank Trust Company Americas Deutsche Asset & wealth Management 345 Park Avenue, 10154-0004 New York, NY, usA Tel. Fax Emai (Embedded image moved to file: pic27871.gif) Securities offered throw h Deutsche Bank Securities Inc. Forwarded by on 11/28/2014 12:06 PM From: PWM BIS-Research/ To: Cc: PwMUS AMLKYC/ Date: 11/19/2014 09:38 AM Subject: PCR ALERT - [I] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051267 CONFIDENTIAL SDNY_GM_00 197451 EFTA01361980