EFTA Document EFTA01362325

<image002.jpg> Morgan Tnchel AML Business Risk Anayst DeLtsche Bark Inn Carpeny. National Association Dandle Bat Wealth Managanert 5022 Gate Panne MOO Jacksormlle FL 32256 USA Tel From: Vinita Advani Sent: Tuesday, July 10, 2018 11:38 AM To: Morgan Trichel Cc: Vijay-A Sawant Subject: FW: 2018 Periodic Review of acct Cerberus Executive, LLC with GCIS#547540 under the CEREBERUS CAPITAL RELATIONSHIP / query Ill Classification: For Internal use only Hi Morgan, Can you please help me with this query. Vijay is doing a PR for Cerberus Executive, LLC with GCIS#547540. There are 62 Guarantors (all entities). Under the new guidance, does he need to add all of them as RN also would he need a Fincen / GBSA for all? Please advise. Thanks. Kind regards, Vinita Advani KYC Case Representative Manager Deutsche CIB Centre Private Limited - Wealth Man ement Tel From: Vijay-A Sawant Sent: Tuesday, July 10, 2018 9:01 PM To: Vinita Advani Subject: FW: 2018 Periodic Review of acct Cerberus Executive, LLC with GCIS#547540 under the CEREBERUS CAPITAL RELATIONSHIP [II Hi Vinita, For the below account have launched new KYC case#01963845 & RP's are listed in below email. From the previously approved case #01713689, I noticed that there are 62 Loan Guarantors added as RP's. Please note that in this 11.0 entity (relevant docs attached for reference), there are many non-managing members who all have equal ownership in the entity thus it is less than 10% (for this high risk entity). CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051698 CONFIDENTIAL SDNY_GM_00197882 EFTA01362325