EFTA Document EFTA01362603

regional leads that KYC was completed to the required standard. NCA required if KYC has not been done. ACO approval GRUPO TELEVISA, Xavier KCP ACO US S.A.B Avila US GM RED approval PAUL GARDNER Xavier KCP ACO GB ALLEN Avila US GM RED approval Confirmation GB PRIVATE CLIENT SERVICES (PWM _ ALEX BROWN) Xavier KCP Avila US GM RED required from regional leads that KYC was completed to the required standard. NCA required if KYC has not been done. ACO approval 2) New clients or not on the list so need to be checked in the first case if any of these are Red or Amber in CIB Team KCP US AB WM Client /Account Name dbcar ID ACO Xavier Avila Andrew Mathias KCP LATAM Armory Fund LDC Xavier Avila KCP US Cascade Investment LLC Xavier Avila KCP US AB Chris Cline Xavier Avila KCP US ENDURANCE VOYAGES, LLC Xavier Avila KCP US Gapstow Xavier Avila KCP US Himalaya Partners Xavier Avila US ONLY AND ALL LOCATIONS NOT LISTED ON COMBINED TAB NOT LISTED ON COMBINED TAB NOT LISTED ON COMBINED TAB NOT LISTED ON COMBINED TAB NOT LISTED ON COMBINED TAB NOT LISTED ON COMBINED TAB NOT LISTED ON COMBINED CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052096 CONFIDENTIAL SDNY_GM_00198280 EFTA01362603