EFTA Document EFTA01362649

KYC has not been done. ACO approval 1000051443 US GRUPO TELEVISA, S.A.B Xavier Avila KCP US GM RED ACO approval PAUL GARDNER Xavier KCP ACO 1009438472 GB ALLEN Avila US GM RED approval PRIVATE CLIENT SERVICES (PWM Xavier KCP Confirmation required from regional leads that KYC was completed to the required standard. NCA required if KYC has not been done. ACO 1000334995 GB _ ALEX BROWN) Avila US GM RED approval 2) New clients or not on the list so need to be checked in the first case if any of these are Red or Amber in CIB Team KCP US AB WM Client /Account Name Andrew Mathias dbcar ID 1009039376 ACO Xavier Avila KCP LATAM Armory Fund LDC 1000635214 Xavier Avila KCP US Cascade Investment LLC 1009057698 Xavier Avila Ka) US AB Chris Cline 1008596938 Xavier Avila KCP US ENDURANCE VOYAGES, LLC 1008679777 Xavier Avila KCP US Gapstow 1003715597 Xavier Avila KCP US Himalaya Partners 1000039669 Xavier Avila KCP US Karlin Asset Management 1000385586 Daniel Kaiser KCP LATAM Kifenor SA 1000334995 Xavier Avila KCP US Medley Partners 1003446816 Xavier Avila KCP US Pacifica Companies LLC 1003926685 Xavier Avila US ONLY AND ALL LOCATIONS NOT LISTED ON COMBINED TAB NOT LISTED ON COMBINED TAB NOT LISTED ON COMBINED TAB NOT LISTED ON COMBINED TAB NOT LISTED ON COMBINED TAB NOT LISTED ON COMBINED TAB NOT LISTED ON COMBINED TAB NOT LISTED ON COMBINED TAB NOT LISTED ON COMBINED TAB NOT LISTED ON COMBINED TAB NOT LISTED ON COMBINED TAB CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052151 CONFIDENTIAL SDNY_GM_00198335 EFTA01362649