EFTA Document EFTA01362968

<image00l.gif> Joshua Shoshan Director I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management -0004 New York. NY. USA Al trade execution information contained herein is being provided as an accommodation at you request in advance of your receipt of the official trade confirrnation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement. and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. My unauthorized copying. diselnsure or distribution of the material in this email is prohibited. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3). and who are capable of evaluating the strategies. characteristics and investment risks of, and exercising independent judgment in evaluating. the ideas and products discussed herein. Trades and transactions are subject to releVint internal approvals of 0881 or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis The KCP Americas desk does not provide investment advice The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. My reproduction andror redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the porta DB& or any of its affifiates. From: Nina Tona Sent: Tuesday, March 13, 2018 2:00 PM To: Xavier Avila Mackinlay Cc: Martin Zeman < >; Davide-A Sferrazza ; Tazia Smith >. Joshua Shoshan < >; Ian Salters < Subject: RE: GM KCP Bible - Action Plan - Update I KYC Priority List III Classification: For Internal use only Hi Tazia, ; Alastair • Billy Obregon We are putting together our KYC/NCA priorities list for our GM accounts. Please let me know if we are missing anything from you perspective. Thank you Nina Tona From: Xavier Avila Sent: Tuesday, March 13, 2018 1:55 PM To: Nina Tona < Mackinlay < Cc: Martin Zeman < >; Davide-A Sferrazza < >; Joshua Shoshan < • Alastair • Billy Obregon CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052741 CONFIDENTIAL SDNY_GM_00198925 EFTA01362968