EFTA Document EFTA01363457

From: Cynthia Rodr Sent: 7/18/2017 9:26:00 AM To: Bella Klein II Subject: RE: HBRK Hi Bella, Our compliance team is requesting more documentation as proof of ownership for HBRK Associates. The document you provided only shows Rich as a registered agent. Is there anything else that you can provide that shows he is the sole owner? Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 4th Fl 10154-0004 New York, NY. USA Tel. Fax Email From: Bella Klein Imailto:[email protected] Sent: Wednesday, July 12, 2017 10:47 AM To: Cynthia Rodriguez < Subject: Fwd: HBRK Rich is the only one that is listed Thank you, Bella Tel: Begin forwarded message: From: Bella Klein Subject: Re: UDR Date: July 12, 2017 at 10:25:44 AM EDT To: Cynthia Rodriguez CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053463 CONFIDENTIAL SDNY_GM_00199647 EFTA01363457