EFTA Document EFTA01363770

CLIENT NAME BUSINESS SCAR ID RTC TYPE PRODUCT AND ENTITY COMMENTS DATE CONFLETED OUTREACH rmschutz Investments Co New KEG Loan • DENY and Dec Martin 2 Loans completed 03Capital Global Fixed Income OUP - Punt:103 Gestao de New KKC/Ottenslon Xavl X DB5i/DBAG Lon Recurs*: Ltd a 5/1112018 Fixed Income 0554 5/24/2018 Southe-n Financial ISC 1. Renewal 2 Extension - OTC Retention NCA/Exte nil on Derivatives and GED - DB AG Lon X.ami X CONPLETE0 5/29/2018 IN PROGRESS .Wit !POO CHI,I7 Mat P *ATM' bell «IWO all -1111 MINIS WOW uveputariau ~WM OM WIT4~080.• 7C...14i ;pia iKtr I Mi. AS: 1.0. ire :Ca Ay... tr., 0, tr. n , • • t y , , rineraionin %tut .• a...tar.ctete 4L,> eaa •01 111 we.. intr. ~is ~At ~Ors ~le Ur, hMI4V>ttb.Y,i. VW ~CWT. al. 2 nil tt.. ~at-, •tt mt. tsti. ,ttin.tete^ tet~_ta., I item( on its pia • ..x. pimw ▪ L'inia4 ...I r11.341 ...0C i Eli- 1%in. Ind :ea Fret aw .0.. 1 • .S."4.- NY:* MOICW•init MlLwvk sills pr. 11•01•10 MLLN IfflOCIAINIS•11. IIIMISOUUMCIPNOUWOMOITIOS "Afflefla MINOOMICOMMIS tiiiKr•P • • threw Ia. • 4.1 L i.11411( rain. :1, 4 . 0.0. , nit Kind regards, Nina Tona Associate Business Control Manager, Key Client Partners - Americas Deutsche Bank Wealth Management 5022 Gate Parkway Jacksonville, Florida 32256 Tel. Email XCP products ond set ore intended and cnoilabk only jar persons who are sophisticated institutional investors within the meaning oj the FINRA Rule 45.12(C)(3). ond who ore capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades ond transactions ore subject to relevant intermit approvals of Dag ot its offihates pnor to execution, and the execution of any transaction video chscussed herern is conditional on tur becoming o them of Deutsche Bonk CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054034 CONFIDENTIAL SDNY GM_00200218 EFTA01363770