EFTA Document EFTA01363784

Epstein, Jeffrey E. — Salesforce - Unlimited Edition Page 2 of 310 Custom Links Classification Potential <$25 K New Revenue View DB Accounts and Revenue Request Customer Deletion Request Primary Officer Change Request New Relationship Launch NAO Wizard View NAO Cases Launch Due Diligence Client Satisfied Satisfaction Industry Revenue D (< $25K) Tier Forbes Ranking Segment Financial Profile (KYC Information) ' Net Worth (Individual) $500 MM " Investable Assets $50 MM - 100 MM •Estimated Annual $10,000,000 Income (Individual) "Estimated Annual Gross Income (Entity) •Estimated Annual Net Profit (Entity) Temporary Exception Valid Until Client/Assets At Risk Loq Client Complaint Import Documents Export Documents View Documents From Repository Unconfirmed Investor Status Investor Status Definitions • DB is TrusteetCo- Trustee • DB Employee? • DB managed PIC • Bearer Shams? Create Annual Client Update Request ACU Contact Exemption View Exemption Guidelines Generate Key Relationship Report Launch ALAT Process View Loan Covenant Details http://pwm intranet.db com/new/filehandlerphp? getFile=us/docs/InvestorStatusAddendum 10_24_07. pdf Investment Objective Risk Tolerance Sophistication Source Of Income • Source of Wealth (Individual) • Description of Wealth/Entity Assets Investment; Business Owner Epstein began his financial career in 1976 as an options trader at Bear Steams and became a partneri n 1980. In 1982, Epstein founded his own financial management firm. J. Epstein & Co., managing the assets of clients with more than a billion in https://dbforcepb.my.salesforce.com/00 I 6000000piPn0/p?retURL--400 I 6000000pi Pn0?srP... I / 1 6/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054069 CONFIDENTIAL SDNY_GM_00200253 EFTA01363784