EFTA Document EFTA01363787

Business Unit Adoption Location Adoption Entity United Kingdom. MARKETS CB AG (London) Active Product Commodities System CDR FXPCA OPENLINK RMS Convertible Bonds CB IMAGINE CB IMAGINE SHORT CODE FX Cash. ALL ESPEAR CDR DB INTERNET FXPC:A GEM . PBHARMONYDBI PBHARMONYRM RMS FX Options: Both CDR DB INTERNET FXPCA GEM PBHARMONYDBI PBHARMONYRM.4 Fixed Income Cash Bonds OTC Derivatives (Rates) United States: pest I Cash Equities I AttiV8 DVPiRVP 1 7 I1-i * i 1 1-- i I i I Equities - Custody/Margin GED • OTC Options Thanks Zack RMS OBTRADER (MVS) Account ID Status Active Active Active Active New New New Active Active Active Active Active Active Active Active Active Active Active CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0054073 SDNY_GM_00200257 EFTA01363787