EFTA Document EFTA01364360

Part 2 Is the vehicle an operating company which does not own or propose to acquire securities' having a value of 40% or more of the value of its total assets on an unconsolidated basis? (Please note that the attached client certifications needs to be provided.) Yes, the entity is an operating company engaged in the business of and a client certification is attached No Part 3 Please contact pwmvolckerresourcet§list.db.com Volcker onboarding approval of this vehicle if you — Did not check any box in Section 1, or — Checked 'no" in Section 2. If you either checked any box in Section 1 or checked "yes" in Section 2 and have obtained a client certification, please attest and sign as follows: I attest that the above information is accurate and current and based on information provided to me by as contact for -rkt. -c.. Signature al Ctiord Representative 94Art--- -*° - 1 0- Name of Client Ftearesentatiya Oita 3 The meaning of *security' in this context is broadly construed and includes, but is not limited to, stocks, bonds. other debt instruments, security Mures, as well as any put, call or other option on any security. Value to total assets is excluding U.S. govemment securities and cash items. .1 See end of document for Certification. WM167243 022673.011518 Page2or3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054891 CONFIDENTIAL SDNY_GM_00201075 EFTA01364360