EFTA Document EFTA01364568

GLDUS238 SOUTHERN FINANCIAL LLC Important Information for Recipients in Certain Jurisdictions (2/6) For persons in Brunei. This Presentation has not been delivered to. licensee et pet ;lilted by Autoriti Merit tan Brunel Darussalam. Nor has it been registered with the Registrar of Companies. nets Presentation is for informational purposes only and does not constitute an invitation or offer to the pub€ic As such. it 'mist nob be distributed or redistributed to and may not be re€ed upon or used by any person in Brunei other than the person to whom if is directly communicated and who belongs to a class of persons as defined under Section 20 of the Brunei Securities Market Order. 2013 For persons in Canada. This Presentation is only intended tor persons in Canada who qualify to be a 'permitted client' within the meaning National Instrument 31-103 — Registration Requirements, Faemptions are: Ongoing Registrant Obligations. To the extent that the infomaation contained herein references securities of an suer incorporated. formed or created under the bies of Canada or a province Or temerity of Canada, any trades in or advice regarding such securities must be conducted through an investment dealer registered in Canada No securities commission or similar regulatory authority in Canada has reviewed or in any way passed upon these materials, the information contained herein or the merits of the interests described herein and any representation to the contrary is an offence. For persons in Cayman Islands. No invitation may be made to the public in the Cayman Islandsto subscribe for the Interests For persons in Chile. All or sort of the offered securities may have not been renesterc-d with the Supenntendentea de Valores y Seguros ("SYS') pursuant to law no 18.045, the Ley de Mercado de Valores, and regulations thereunder. Securities nor registered with the Serif; may not be offered or sold publicly in Chile (unless a regulatory exemption apply). This document does not constitute an offer of. or an invitation to subscribe for or purthase. the securities in the Republic of Chile, other than to rndivdua€y identified investors pursuant to a private offering within the meaning of article a of the Ley de Mercado de Valores (an offer that is not "addressed to the public in general or to a certain sector or specific group of the public'). For additional information referred to each of the offered securities. please contact your Reiationship Manager. For persons in China. No invitation to offer. or offer tor, or sale of. any interest or investment will be made to the public in the People's Republic of China :'PRC-) or by any means that would be deemed public offering of securities under the laws of the PRC. These materials may not be distributed to individuals resident in the PRC or entities registered in the PRC who have not obtained all the required PRO government approvals. It is the investors responsibility to ensure that it has obtained afi necessary PRO government approvals to purchase any interest. participate in any investment or receive any invesbnent advisory Or investment tronagement services. For persons In Colombia, This marketing material does not constitute a public offer in the Republic of Columbia It is being distributed under circumstances which do not constitute a public offering of securities under applicable Colombian securities laws and regulations. Neither the products. nor the Management Company/issues have and will not be registered with the Superintendence of Finance of Colombia Potential Colombian investors should make €heir own decision whether this financial product meets thew investment objectives and risk tolerance level. Each potential Colombian Investor should make ils own Inquiries and consult its own advisors as to this financial product and the Management Company/Issuers. Including the merits and risks involved. arid as to leoal. tax and related matters concerning an investment in ine products. This marketing material is marketed in Colombia or provided to Colomben residents in compliance with decree 2555 of 2010 and other applicable rules and regulations related to the prorrolion of !breath financial and/or securities related products or services in Colombia. Accordingly. the pra9ucts may on be ;fronded to Colombian residents in compliance with decree 2565 of 2010 and under circumstances which do not constitute a public offering of securities under applicable Colombian marketing rules and general securities laws and regu€ations. For persons in France. The Presentation can only be ceirentneeatea to eutai;nerd thiesiors within the meaning of the article D411 1 of the Monetary Financial Code (node Mcinelaire et Financier) to professional clients and eligible counterpadies For persons in Guernsey. This Presentation has not been approved or authonzed by the Guernsey Financial Services Commission or the States of Guernsey Policy Council. For persons in Haiti. This Presentation is for general informational purposes only. Nothing in this Presentation is Intended to constitute financial advice. No public or private offering of the Interests Is tieing made in Nadi and no agreement relating to the sale of the Interests wilt be concluded in Halt Glendower Capital S'I'R CTLY CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055116 CONFIDENTIAL SDNY_GM_00201300 EFTA01364568