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sd-10-EFTA01365178Dept. of JusticeOther

EFTA Document EFTA01365178

From: Stewart Oldfield Sent: To: 4/26/2017 5:15:29 PM Vahe Stepanian Audie Apple I Subject: Risk premia investing /general trading discussion Location: Rich's office - Start: 5/3/2017 10:00:00 AM End: 5/3/2017 11:00:00 AM Show Time As: Tentative Recurrence: (none) When: Wednesday, May 03, 2017 10:00 AM-11:00 AM (UTC-05:00) Eastern Time (US & Canada). Where: Rich's office - Note: The GMT offset above does not reflect daylight saving time adjustments. This communication may co

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Dept. of Justice
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sd-10-EFTA01365178
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From: Stewart Oldfield Sent: To: 4/26/2017 5:15:29 PM Vahe Stepanian Audie Apple I Subject: Risk premia investing /general trading discussion Location: Rich's office - Start: 5/3/2017 10:00:00 AM End: 5/3/2017 11:00:00 AM Show Time As: Tentative Recurrence: (none) When: Wednesday, May 03, 2017 10:00 AM-11:00 AM (UTC-05:00) Eastern Time (US & Canada). Where: Rich's office - Note: The GMT offset above does not reflect daylight saving time adjustments. This communication may co

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From: Stewart Oldfield Sent: To: 4/26/2017 5:15:29 PM Vahe Stepanian Audie Apple I Subject: Risk premia investing /general trading discussion Location: Rich's office - Start: 5/3/2017 10:00:00 AM End: 5/3/2017 11:00:00 AM Show Time As: Tentative Recurrence: (none) When: Wednesday, May 03, 2017 10:00 AM-11:00 AM (UTC-05:00) Eastern Time (US & Canada). Where: Rich's office - Note: The GMT offset above does not reflect daylight saving time adjustments. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055846 CONFIDENTIAL SDNY_GM_00202030 EFTA01365178

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Subject: RE: [C] From: Vahe Stepanian < > Date: Thu, 13 Jul 2017 11:11:42 -0400 To: Richard Kahn .5 p Cc: Stewart Oldfield 5 >, Darren Indyke <->, Jeanne Brennan Classification: Confidential Darren, To clarify - I will call you to confirm the following order for SFLLC: Sell 200 AMD Aug 13 Puts 9 $0.70 Thank you, Vahe Original Message From: Richard Kahn [manta: Sent: Thursday, July 13, 2017 11:09 AM To: Vahe Stepanian eld < 0.; Darren Indyke <->; Jeanne Brennan Su•ject: Re

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Subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [I] [C] From: Andrew King ‹ > Date: Mon, 26 Feb 2018 15:58:06 -0500 To: Stewart Oldfield < => I checked with Olga last week — I'll follow up with her now. From: Stewart Oldfield Sent: Monday, Februar 26, 2018 3:57 PM To: Andrew King < Subject: FW: DB - Harvest Collateral Yield Enhancement Strategy [I] [C] Did we ever get anything on this? From: Vahe Stepanian Sent: Thursday, February 22, 2018 4:41 PM To: Andrew King < ;

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Subject: Re: Have you spoken to Paul Barrett about Harvest? [I] From: Stewart Oldfield e > Date: Wed, 24 Jan 2018 15:52:33 -0500 To: Vahe Stepanian Cc: Martin Zeman Yes. Need to follow up on it. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Jan 24, 2018, at 3:49 PM, Vahe Stepanian <O> wrote: > Classificat

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