EFTA Document EFTA01365354

referrals/introducers). 8. What was the client's rationale for establishing the relationship? Why did the client open their account with DB? Bearer Shares 9. Are you aware if the client, or any entity in the client's ownership chain, currently has the ability to issue Bearer Shares? • The latest version of the M&A document(s) will state whether the entity has the ability to issue bearer shares. Only certain countries have laws that permit the use of Bearer shares. e.g: BVI, Bahamas, C