EFTA Document EFTA01365559

Minimum Maximum (% of the (% of the Portfolio Portfolio Collateral Tyne (xi) Country and Excepted Company limitations (A) United States (including its territories and possessions) (B) countries together other than the United States. Canada. the United Kingdom or the Netherlands (excluding Excepted Companies) (C) Canada (D) United Kingdom (E) Australia and the Netherlands, collectively (F) Denmark, France and Germany, collectively (G) Austria Belgium. Finland. Iceland. Ireland, Liechtenstein, Luxembourg, New Zealand. Norway. Spain. Sweden and Switzerland. collectively (1) Excepted Companies any one Tax Jurisdiction (xii) (A) Bridge Loans and (B) Finance Leases. individually (xiii) obligations with terms that provide for the payment of interest less frequently than quarterly (xiv) Discount Obligations (xv) Current Pay Obligations (xvi) obligations (other than additional issuances of obligations by an obligor to a previous issue of obligations) that are part of an issue (which, with respect to Loans, shall mean all tranches under a single credit facility) with an original issuance amount of less than S100,000,000 (xvii) Cov-Lite Loans (xviii)Pre-Funded Letters of Credit Principal Principal Exceptions and Additional Balance) Balance) Requirements obligors of Eligible Principal Investments (other than those described in clauses (v) and 10 (viii) of the definition of Eligible Investments) will be assumed to be organized in the United States, and each Excepted Company shall also be included in calculations with respect to (A) the Recovery Approved Country from which the greatest portion of its revenue is derived and (B) the Tax Jurisdiction in which it is incorporated or formed 80 15 12.5 10 7.5 5 5 3 5 5 15 2.5 10 none less than S50 million 40 2 (b) the total number of different Hedge Counterparties. Securities Lending Counterparties and Selling Institutions currently involved in transactions with the Issuer will rot exceed 15. 2% CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY GM_00202522 DB-SDNY-0056338 EFTA01365559