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sd-10-EFTA01365765Dept. of JusticeOther

EFTA Document EFTA01365765

AG BY RISIGNING BELO INCLUDING VV _ , GUENT THE AGILNOWLEIDGES THAT CLIENT HAS RECEIVED, READ AND AGREES TO THE TERMS OF THIS MARGIN REMENT, MARGIN DISCLOSURE. This Agreement Is outlast to the Prs.DiW.Re Arbitration Clause in Section III, page 5, of the Account Agreement Account Number Indlrldu el or Join account Of THIS tsAJOIIT ACCOUNT, AELACCOUNTOWNERS DAS SIGNS Signature Dots Print Name SSWEIN Signature DM' Print Name SSNFEIN Signature Cats Print Name SSN/EIN

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Source
Dept. of Justice
Reference
sd-10-EFTA01365765
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0
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AG BY RISIGNING BELO INCLUDING VV _ , GUENT THE AGILNOWLEIDGES THAT CLIENT HAS RECEIVED, READ AND AGREES TO THE TERMS OF THIS MARGIN REMENT, MARGIN DISCLOSURE. This Agreement Is outlast to the Prs.DiW.Re Arbitration Clause in Section III, page 5, of the Account Agreement Account Number Indlrldu el or Join account Of THIS tsAJOIIT ACCOUNT, AELACCOUNTOWNERS DAS SIGNS Signature Dots Print Name SSWEIN Signature DM' Print Name SSNFEIN Signature Cats Print Name SSN/EIN

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
AG BY RISIGNING BELO INCLUDING VV _ , GUENT THE AGILNOWLEIDGES THAT CLIENT HAS RECEIVED, READ AND AGREES TO THE TERMS OF THIS MARGIN REMENT, MARGIN DISCLOSURE. This Agreement Is outlast to the Prs.DiW.Re Arbitration Clause in Section III, page 5, of the Account Agreement Account Number Indlrldu el or Join account Of THIS tsAJOIIT ACCOUNT, AELACCOUNTOWNERS DAS SIGNS Signature Dots Print Name SSWEIN Signature DM' Print Name SSNFEIN Signature Cats Print Name SSN/EIN Corportflon, pirfooribiAtrust or other atlfy: CONFIRMATION OF AUTHORITY TO BORROW: If this la on enurement fore trust. other fiduciary account or other nonmetural rice*, account. the authorized person hereby ce riffles and represents that the use of a margin account and specifically the borrowing. lend plodg Sacgdtles and Other Property as described herein and In the Margin Section Is In eccordence with and authorized by the provisicos of I trust or other instwtfl bid and Ap ~IiaAyMJ.4wgorerrtg the trust cc other entry. Name of Entity Southern Financial LLC Signature of Officer. Penner. Trustee, Authorized Pert, Print Nernefaitieffreb. Epstein yer ID11-0799192 Dato7-4-y—i 3 Signature of Officer. Penner. Trustee, Authorized Party Date Print Nemeff Me Signature of Officer. Partner. Trustee, Authorized Party Otte Print Nameahle FOR OFFICE USE ONLY Branch Menagy approval for mergin sceetintr. Signature Date 14 13-AWM-0198 012146 032813 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0056844 CONFIDENTIAL SDNY_GM_00203028 EFTA01365765

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